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Risk Management Specialist

2 months ago


London, Greater London, United Kingdom CMC Markets Full time
Job Summary

CMC Markets is seeking a highly skilled Risk Management Specialist to join our team. As a Risk Management Specialist, you will play a critical role in ensuring the company's third-party risk management framework is robust and effective.

Key Responsibilities
  • Conduct thorough assessments of potential and existing third-party vendors to identify and evaluate associated risks.
  • Monitor the activities and performance of third parties to ensure ongoing compliance, escalating risk issues as necessary.
  • Implement and embed the Third-Party Risk Management Framework across the organization.
  • Manage the Third-Party Risk Database to ensure accuracy and completeness of third-party information.
  • Deliver targeted training and awareness to support adherence to requirements.
  • Establish a mechanism for identifying fourth- and fifth-party suppliers and capture them centrally.
  • Stay current with regulatory changes to enhance the third-party risk and due diligence program.
  • Maintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative training.
  • Provide a clear, fair, and consistent high-quality service to customers, clients, and colleagues, presenting a professional and positive image of CMC Markets.
  • Take all reasonable steps to ensure appropriate confidentiality.
  • Undertake such other duties, training, and/or hours of work as may be reasonably required, and which are consistent with the general level of responsibility of this role.
Requirements
  • Experience of third-party risk oversight and management.
  • Ability to document and track risks using standardized and consistent methodologies.
  • Knowledge of procurement and supplier management principles.
  • Able to build strong relationships and credibility with stakeholders outside of own team.
  • Excellent attention to detail.
  • Pragmatic and flexible approach.
Desirable Qualifications
  • Experience in financial services and regulatory compliance.
  • Knowledge and experience of operational resilience and other global regulatory requirements.
  • Performing third-party risk assessments and review of external control and audit reports.
  • Experience of OneTrust Vendor Risk Management Platform.
About CMC Markets

CMC Markets is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of gender, sexual orientation, marital or civil partner status, gender reassignment, race, color, nationality, ethnic or national origin, religion or belief, disability, or age.