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Financial Crime Prevention Specialist

2 months ago

London, Greater London, United Kingdom Transact Full time

We are seeking a highly skilled Regulatory Lawyer to join our Financial Crime team within the Compliance department at Transact. This is a newly created role to support the Senior Compliance Manager & MLRO, and the Platform Group Head of Compliance in delivering the work of the Group Financial Crime Team and, as required, the Compliance Department more broadly.

The Financial Crime Team is responsible for providing advice and supporting the business to help mitigate financial crime risks such as Money Laundering & Countering Terrorist Financing, Bribery and Corruption, Market Abuse and Fraud, investigating internal suspicious activity reports and reporting issues to regulatory bodies and law enforcement agencies.

This role is based in London, although we operate a hybrid working model (2 days a week minimum in the office) with a focus on ensuring work/life balance and fostering employee well-being and a culture of belonging.

Key Responsibilities:
  • Financial Crime Prevention:
    • Regulatory Developments Updates: consider whether a regulatory update to the business about relevant regulatory developments would be helpful and, if so, prepare a Regulatory Developments Update containing the key information. Circulate to the business following sign off by the Senior Compliance Manager & MLRO.
    • Policy Analysis: detailed analysis of financial crime related regulatory publications about new laws, rules and regulations or changes to existing regulations, in particular, consultation papers and policy statements.
    • Assist with the completion of information requests relating to the prevention of financial crime as and when received from regulatory bodies and law enforcement agencies.
    • Provide guidance and support to the business on the requirements of financial crime prevention related policy as required and how it applies to Transact.
    • Support the other members of the Financial Crime team and the broader Compliance Department as and when required.
  • Financial Sanctions:

The successful candidate will be a qualified solicitor or barrister with experience in practice and a strong understanding of the financial services industry. Compliance/Financial Crime focused qualifications although advantageous are not essential.

You will have experience working in a financial services Compliance/Legal team in a similar environment with a strong understanding of retail financial products including ISAs and Pensions.

An understanding and experience of Financial Crime prevention related work including Anti-Money Laundering, Financial Sanctions, Market Abuse, Internal and External Fraud and Anti-Bribery and Corruption is required.

What We Offer:
  • A competitive remuneration package, including company discretionary bonus.
  • Excellent pension contributions.
  • An attractive staff share scheme.
  • BUPA health insurance.
  • Buying and selling of annual leave.
  • Sponsorship of relevant professional qualifications.