Financial Crime Prevention Specialist

2 days ago

London, Greater London, United Kingdom Ameriprise Financial Full time
About the Role

We are seeking a highly skilled Financial Crime Prevention Specialist to join our team at Ameriprise Financial. As a key member of our Financial Crime Prevention (FCP) Team, you will play a critical role in ensuring the company's compliance with financial crime regulations and laws.

Key Responsibilities
  • Regulatory Development: Monitor financial crime regulatory initiatives and ensure that our policies and procedures comply with applicable current legislation.
  • Financial Crime Policies and Procedures: Support the development and maintenance of financial crime policies and procedures to ensure compliance with regulatory requirements.
  • Investigations and Reporting: Perform Suspicious Activity Report (SAR) investigations and report to regulators as appropriate.
  • Anti-Bribery and Corruption: Act as the key subject matter expert for anti-bribery and corruption, ensuring that monitoring and oversight and risk assessments are performed, and that policies and procedures and training are in place and meet regulatory requirements.
  • Regulatory Engagement: Manage regulatory reviews and associated requests, and comment on regulatory guidance to provide insight to Head Office and the first line on regulatory focuses and activities.
  • Monitoring and Reporting: Provide oversight of relevant Operating Group's policies and procedures through ongoing monitoring, and support with ensuring proper checks, balances, and control systems are in place across the lines of business and control functions to enable adherence to key controls.
  • Advice, Counsel, and Governance: Recommend new/improved procedures, processes, and other infrastructure to support risk management and compliance as necessary, identifying if and how FCP's policies and procedures will reflect the regulatory requirements.
  • Managerial Leadership and Planning: Act as an escalation point for the FCP Team, provide coaching and support with personal development, and ensure that the team is equipped to meet the company's financial crime prevention goals.
Requirements
  • Experience: Experience with UK financial crime laws and regulations.
  • Expertise: Expertise in financial crime, including anti-money laundering, sanctions, anti-bribery and corruption, and fraud regulations and best practice.
  • Knowledge: Extensive knowledge and understanding of FCP operations business, services, and organization, as well as good knowledge of products and processes of other products offered by Ameriprise Financial.
  • Understanding: Extensive understanding of the risk and regulatory issues related to the area of responsibility, as well as broad knowledge of retail and FCP systems applicable to the departments.
  • Exceptional Understanding: Exceptional understanding of the financial services industry products and processes.

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