AML Compliance Specialist

4 weeks ago


Redhill, Surrey, United Kingdom Clayton Legal - Legal Recruitment Specialists Full time
Compliance Officer & Qualified Solicitor (COLP)

Clayton Legal - Legal Recruitment Specialists is seeking a Qualified Solicitor with strong compliance experience to join our team as a Compliance Officer. This is an exciting opportunity to combine your legal expertise with a focus on regulatory compliance, ensuring the firm continues to meet its professional and legal obligations.

Key Responsibilities:
  1. Act as the firm's Compliance Officer for Legal Practice (COLP), ensuring adherence to the Solicitors Regulation Authority (SRA) regulations and other relevant laws.
  2. Manage and oversee all compliance-related matters, including anti-money laundering (AML) policies, risk management, and data protection (GDPR).
  3. Implement, monitor, and review the firm's compliance policies and procedures, ensuring they are up-to-date and in line with current legislation.
  4. Advise the firm's management on regulatory changes and best practices in compliance.
  5. Handle internal compliance audits and provide training to staff on compliance matters.
  6. Investigate and address any compliance breaches, ensuring corrective action is taken promptly.
  7. Support the firm in professional development, ensuring compliance with continuing competence requirements for solicitors.
Requirements:
  1. Significant experience in compliance, ideally within a law firm or legal practice.
  2. Strong knowledge of SRA regulations, AML policies, and GDPR.
  3. Ability to manage complex compliance issues and provide clear, practical advice.
  4. Previous experience as a COLP or in a similar compliance-focused role.
  5. Experience conducting internal audits and implementing risk management frameworks.
What We Offer:
  1. Competitive salary package based on experience.
  2. Opportunity to work in a dynamic, growing legal practice.
  3. Professional development and career progression.


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