Compliance Officer and Solicitor

3 weeks ago


Redhill, Surrey, United Kingdom Clayton Legal - Legal Recruitment Specialists Full time

Clayton Legal - Legal Recruitment Specialists is seeking a Qualified Solicitor with strong compliance experience to join our team as a Compliance Officer. This is an exciting opportunity to combine your legal expertise with a focus on regulatory compliance, ensuring the firm continues to meet its professional and legal obligations.

Key Responsibilities:
  • Act as the firm's Compliance Officer for Legal Practice (COLP), ensuring adherence to the Solicitors Regulation Authority (SRA) regulations and other relevant laws.
  • Manage and oversee all compliance-related matters, including anti-money laundering (AML) policies, risk management, and data protection (GDPR).
  • Implement, monitor, and review the firm's compliance policies and procedures, ensuring they are up-to-date and in line with current legislation.
  • Advise the firm's management on regulatory changes and best practices in compliance.
  • Handle internal compliance audits and provide training to staff on compliance matters.
  • Investigate and address any compliance breaches, ensuring corrective action is taken promptly.
  • Support the firm in professional development, ensuring compliance with continuing competence requirements for solicitors.
Requirements:
  • Significant experience in compliance, ideally within a law firm or legal practice.
  • Strong knowledge of SRA regulations, AML policies, and GDPR.
  • Ability to manage complex compliance issues and provide clear, practical advice.
  • Previous experience as a COLP or in a similar compliance-focused role.
  • Experience conducting internal audits and implementing risk management frameworks.

What We Offer:

  • Competitive salary package based on experience.
  • Opportunity to work in a dynamic, growing legal practice.
  • Professional development and career progression.


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