Compliance Director and Regulatory Expert

7 days ago

London, Greater London, United Kingdom Profectus Recruitment Full time

Profectus Recruitment is working with a leading global fintech organisation seeking a seasoned Compliance professional to drive excellence in regulatory compliance. This role is ideal for a Chief Compliance Officer, Head of Compliance, or Director of Compliance with a strong background in corporate governance, risk management, and regulatory affairs.

  • Compliance Leadership - Provide strategic guidance to ensure the organisation's compliance with regulatory standards, laws, and industry best practices.
  • Regulatory Monitoring - Stay up-to-date with new and proposed legislation, updating internal policies and procedures to maintain compliance.
  • Risk Management - Identify, assess, and mitigate compliance risks, sharing detailed risk reports to address challenges proactively.
  • Collaborative Compliance - Work with global Compliance teams to strengthen and ensure consistent compliance efforts.
  • Regulatory Relationships - Act as a liaison with regulatory authorities and industry standards organisations to foster effective communication and cooperation.
  • Strategic Compliance Planning - Develop and implement strategies for monitoring compliance, conducting audits, and revising the annual compliance work plan.

Key qualifications include:

  • A degree in finance, law, banking, or a relevant field.
  • Over 15 years of experience in compliance, risk management, and regulatory affairs.
  • Expertise in corporate governance, AML, investment or payment services regulations, crypto asset regulatory frameworks, and relevant legislation.
  • Experience interacting with regulatory bodies.
  • Strong understanding of legal requirements and controls.
  • Excellent spoken and written English communication skills.

This role offers a competitive salary and benefits package. If you have key experience in fintech and are looking to advance your career, please apply with your updated CV.

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