Compliance Manager, Funds and Distribution

2 weeks ago

London, Greater London, United Kingdom AXA Group Full time
Compliance Manager, Funds and Distribution

We are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.

Your Key Responsibilities
  • Provide advice and guidance on technical queries and regulatory matters relating to onshore and offshore distribution and marketing.
  • Contribute to the development of our Distributor oversight framework.
  • Support regulatory change implementation projects, including the UK's Sustainability Disclosure Requirements and the Offshore Funds Regime.
  • Provide training to the business on current and emerging regulations in respect of onshore and cross-border distribution and marketing.
  • Sponsor the development of workflow tools and working practices to enable more efficient reviews of marketing materials.
  • Assist in the development of management information to track marketing approvals and assess the effectiveness of our Distribution teams.
About AXA IM

At AXA IM, we are committed to making the world a better place through our investments. We act for human progress by investing for what matters. Our conviction-led approach enables us to uncover the best global investment opportunities across alternative and core asset classes.

What We Offer
  • A dynamic and forward-thinking business with opportunities for growth and development.
  • A flexible and inclusive work environment that values diversity and individual differences.
  • A commitment to sustainability and environmental responsibility, including planting a tree to celebrate your arrival.

  • Compliance Manager, Funds and Distribution

    3 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    Compliance Manager, Funds and DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for ensuring that our financial promotions and distribution activities comply with relevant regulations and guidelines.Key Responsibilities:Provide strategic input and...

  • Compliance Manager, Funds and Distribution

    3 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    Compliance Manager, Funds and DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for ensuring that our financial promotions and distribution activities comply with relevant regulations and guidelines.Key Responsibilities:Provide strategic input and...

  • Compliance Manager, Funds and Distribution

    4 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    Compliance Manager, Funds & DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key Responsibilities:Provide strategic input and expertise...

  • Compliance Manager, Funds and Distribution

    4 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    Compliance Manager, Funds & DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key Responsibilities:Provide strategic input and expertise...

  • Compliance Manager, Funds and Distribution

    4 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    Compliance Manager, Funds and DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Your Key ResponsibilitiesProvide...

  • Compliance Manager, Funds and Distribution

    4 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    Compliance Manager, Funds and DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Your Key ResponsibilitiesProvide...

  • Compliance Manager, Funds and Distribution

    1 week ago

    London, Greater London, United Kingdom AXA Group Full time

    Compliance Manager, Funds & DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key Responsibilities:Provide strategic input and expertise...

  • Compliance Manager, Funds and Distribution

    1 week ago

    London, Greater London, United Kingdom AXA Group Full time

    Compliance Manager, Funds & DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key Responsibilities:Provide strategic input and expertise...

  • Compliance Manager, Funds and Distribution

    3 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    Compliance Manager, Funds and DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Key Responsibilities:Provide...

  • Compliance Manager, Funds and Distribution

    3 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    Compliance Manager, Funds and DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Key Responsibilities:Provide...

  • Compliance Manager, Funds and Distribution

    4 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key ResponsibilitiesProvide strategic input and expertise into the development of our UK...

  • Compliance Manager, Funds and Distribution

    4 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key ResponsibilitiesProvide strategic input and expertise into the development of our UK...

  • Compliance Manager, Funds and Distribution

    2 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key ResponsibilitiesProvide strategic input and expertise into the development of our UK...

  • Compliance Manager, Funds and Distribution

    2 weeks ago

    London, Greater London, United Kingdom AXA Group Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key ResponsibilitiesProvide strategic input and expertise into the development of our UK...

  • Compliance Manager, Funds and Distribution Expert

    18 hours ago

    London, Greater London, United Kingdom AXA Group Full time

    About the RoleWe are seeking a highly skilled Compliance Manager, Funds and Distribution to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Key ResponsibilitiesProvide advice...

  • Compliance Manager, Funds and Distribution Specialist

    6 days ago

    London, Greater London, United Kingdom AXA Group Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Key ResponsibilitiesProvide technical advice and guidance on...

  • Compliance Manager, Private Assets

    2 weeks ago

    London, Greater London, United Kingdom AXA Funds Management Full time

    Compliance Manager, Private AssetsAt AXA Funds Management, we are committed to acting with integrity and transparency in all our business dealings. As a Compliance Manager, Private Assets, you will play a critical role in ensuring that our investment activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide...

  • Compliance Manager, Private Assets

    2 weeks ago

    London, Greater London, United Kingdom AXA Funds Management Full time

    Compliance Manager, Private AssetsAt AXA Funds Management, we are committed to acting with integrity and transparency in all our business dealings. As a Compliance Manager, Private Assets, you will play a critical role in ensuring that our investment activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide...

  • European Fund Distribution Specialist

    3 days ago

    London, Greater London, United Kingdom Mason Blake Full time

    European Fund Distribution SpecialistMason Blake is seeking a highly skilled European Fund Distribution Specialist to join our team.This is a new role in a rapidly growing investment management firm.Assist in building and evolving a program around how the firm distributes their products across Europe.Set up distribution and service level agreements using a...

  • European Fund Distribution Specialist

    2 weeks ago

    London, Greater London, United Kingdom Mason Blake Full time

    European Fund Distribution SpecialistMason Blake is seeking a skilled European Fund Distribution Specialist to join our team.Key Responsibilities:Develop and implement a program for distributing our investment products across Europe.Establish distribution and service level agreements, leveraging expertise in European regulations.Requirements:Successful...