Compliance Manager

1 week ago


Oxford, Oxfordshire, United Kingdom AJ Fox Compliance Full time

Compliance Manager Role Overview

At AJ Fox Compliance, we are seeking an experienced Compliance Manager to join our team in Oxford. As a key member of our compliance team, you will play a vital role in ensuring our client's adherence to anti-money laundering (AML) and know-your-customer (KYC) regulations.

Key Responsibilities:

* Provide guidance on customer due diligence (CDD) requirements, service level agreements (SLAs), and background checks
* Manage client onboarding software and review incoming reports
* Oversee client/matter inception processes, respond to queries, and identify opportunities for improvement
* Deliver firm-wide CDD and customer information management (CIM) training
* Assist in AML and file opening risk assessments, along with conflicts of interest checks
* Advise on politically exposed persons (PEPs) and sanctions

Requirements:

* Excellent analytical and communication skills
* Attention to detail and a client-focused approach to work

If you have experience in AML/CDD processes and are looking for a challenging role, please submit your CV for our consideration.


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