Compliance Officer
2 months ago
Job Title: Compliance Manager
About the Role:
AJ Fox Compliance is seeking an experienced Compliance Manager to join our team in Oxford. As a Compliance Manager, you will play a critical role in ensuring our firm's compliance with anti-money laundering (AML) and know-your-customer (KYC) regulations.
Key Responsibilities:
- AML/KYC Expertise: Provide guidance on customer due diligence (CDD) requirements, standard operating procedures (SOWs/SOFs), and background checks to ensure compliance with regulatory requirements.
- Client Onboarding: Manage client onboarding software and review incoming reports to ensure accurate and timely onboarding of new clients.
- Matter Inception: Manage client/matter inception processes, respond to queries, and identify opportunities for improvement to ensure seamless onboarding and management of client matters.
- Training and Development: Deliver firm-wide training on AML/CDD and customer information management (CIM) to ensure all staff are aware of their roles and responsibilities in maintaining compliance.
- AML Risk Assessments: Assist in AML and file opening risk assessments, along with conflicts of interest checks to ensure the firm's risk profile is accurately assessed and managed.
- Sanctions and PEPs: Advise on Politically Exposed Persons (PEPs) and sanctions to ensure the firm's compliance with regulatory requirements.
Requirements:
To be successful in this role, you will need excellent analytical and communication skills, an eye for detail, and a client-focused approach to work. If you have experience in AML/KYC, risk management, or compliance, we encourage you to apply.
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