Compliance Analyst
3 weeks ago
EF Recruitment is currently in search of a Compliance Analyst to join a prominent global financial technology organization. This role is pivotal in ensuring adherence to financial services regulatory standards within the UK.
Key Responsibilities- Support the comprehensive compliance framework.
- Concentrate on obligations related to regulatory licenses.
- Conduct regulatory reporting in line with Open Banking and Payments regulations.
Assist in overseeing critical compliance aspects, including:
- Regulatory reporting
- Management of customer grievances
- Notifications in accordance with regulatory guidelines
The ideal candidate will possess:
- Experience in FCA regulatory reporting
- Expertise in compliance management and auditing
- A degree in Law, Finance, or Business
- Background in Banking, FinTech, Payments, or Consultancy sectors
This is a long-term contract opportunity that offers a collaborative work environment, including complimentary breakfast provisions.
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Compliance Risk Analyst
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...
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Compliance Risk Analyst
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...
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Compliance Risk Analyst
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...
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Compliance Risk Analyst
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...
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Lead Compliance Analyst
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our dedicated team. This position is integral to supporting the conflicts division, collaborating closely with senior personnel and various departments. In this capacity, you will uphold exceptional service standards for our clients, oversee all regulatory components essential for the firm's...
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Compliance Operations Analyst
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our vibrant team. This position plays a crucial role in supporting the conflicts division, collaborating with senior personnel and various departments. Your primary responsibility will be to uphold exemplary service standards for our clients, manage all regulatory elements essential for the...
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Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...
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Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...
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Compliance Risk Management Specialist
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...
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Compliance Risk Management Specialist
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's investment management activities are conducted in accordance with relevant regulatory requirements.Key...
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Compliance Risk Management Specialist
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in managing...
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Compliance Risk Management Specialist
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description**Compliance Monitoring Analyst**We are seeking a highly skilled Compliance Monitoring Analyst to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in managing...
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Compliance Associate
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...
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Compliance Associate
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...
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Compliance Officer
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, specializing in regulatory advice and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with our clients, providing...
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Compliance Officer
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewOur client is a leading provider of compliance services to the financial industry, specializing in regulatory expertise and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with internal teams, providing...
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Compliance Expert
3 days ago
London, Greater London, United Kingdom Sovos Compliance Full timeAbout the RoleSovos Compliance is seeking a highly skilled Regulatory Liaison Counsel to join our team. As a key member of our Regulatory Analysis and Design Department, you will play a critical role in bridging the gap between our regulatory expertise and our strategic ISV partners.Key ResponsibilitiesPartner closely with Sovos functions managing the...
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Compliance Expert
6 days ago
London, Greater London, United Kingdom Sovos Compliance Full timeAbout the RoleSovos Compliance is seeking a highly skilled Regulatory Liaison Counsel to join our team. As a key member of our Regulatory Analysis and Design Department, you will play a critical role in bridging the gap between our regulatory expertise and our strategic ISV partners.Key ResponsibilitiesPartner closely with Sovos functions managing the...
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Compliance Risk Manager
5 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleA leading compliance firm, AJ FOX COMPLIANCE, is seeking a highly skilled Senior Conflicts Analyst to join their team in London. The primary objective of this position is to oversee conflicts analysis, guide junior staff, and contribute to the development of new business intake policies.This role is ideal for an experienced professional with a...
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Tax Compliance Analyst II
3 days ago
London, Greater London, United Kingdom Sovos Compliance Full timeAbout the RoleWe are seeking a highly skilled Compliance Reporting Specialist II to join our team at Sovos Compliance. As a key member of our organization, you will play a critical role in supporting the process of reporting bookings, calculating, reporting on, and analyzing commissions.Key ResponsibilitiesProvide support for the process of reporting...