Current jobs related to CASS Manager - London, Greater London - CMC Markets
-
CASS Operations Specialist
2 weeks ago
London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeCASS Operations SpecialistJCR Talent is seeking a highly skilled CASS Operations Specialist to join our team. As a key member of our CASS operations team, you will be responsible for performing daily and monthly client money reconciliations, client asset reconciliations, and supporting root cause analysis on CASS breaches.Key Responsibilities:Perform daily...
-
CASS Operations Specialist
3 weeks ago
London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeAt JCR Talent, we're seeking a skilled CASS Reconciliations Associate to join our team.This role is ideal for individuals with experience in CASS, Finance, Compliance, Reconciliations, or Operations in the Financial Services industry.Key Responsibilities:Perform daily and monthly client money reconciliationsConduct client asset reconciliationsCollaborate...
-
Senior CASS Manager
4 weeks ago
London, Greater London, United Kingdom LGT Group Full timeLGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT, which is in turn owned by the Princely Family of Liechtenstein. Our aim is to provide a fresh approach to wealth management, putting our clients first by offering a transparent service designed around their needs. We provide a flexible, bespoke service...
-
CASS Reconciliations Manager
3 weeks ago
London, Greater London, United Kingdom Close Brothers Group Full timeCASS Reconciliations ManagerClose Brothers Group is seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...
-
CASS Reconciliations Manager
3 weeks ago
London, Greater London, United Kingdom Close Brothers Group Full timeJob SummaryThe CASS Reconciliations Manager will be responsible for overseeing all reconciliations conducted by the CASS Reconciliation team to ensure accurate accounting for client money and assets held by Winterflood. This role requires strong knowledge of CASS regulations and the ability to ensure compliance with internal policies and industry...
-
CASS Consultant
4 weeks ago
London, Greater London, United Kingdom Danos Group Full timeExciting Opportunity for a CASS ManagerWe are seeking an experienced CASS Manager to join our team at Danos Group. As a boutique consultancy, we are undergoing significant expansion and require a strong compliance consultant with in-depth knowledge of the FCA client assets regime (CASS).The ideal candidate will have consultancy experience in a CASS-focused...
-
CASS Operations Manager
3 weeks ago
London, Greater London, United Kingdom Plum Fintech Full timeAbout the RoleWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...
-
CASS Operations Manager
4 weeks ago
London, Greater London, United Kingdom Plum Fintech Full timeRole OverviewWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...
-
CASS Reconciliations Manager
3 weeks ago
London, Greater London, United Kingdom Close Brothers Group Full timeCASS Reconciliations ManagerClose Brothers Group is seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...
-
CASS Reconciliations Manager
3 weeks ago
London, Greater London, United Kingdom Close Brothers Group Full timeCASS Reconciliations ManagerAt Close Brothers Group, we are seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure that all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...
-
CASS Operations Manager
3 weeks ago
London, Greater London, United Kingdom Plum Fintech Full timeAbout the RoleWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...
-
CASS Operations Manager
2 months ago
London, Greater London, United Kingdom Plum Fintech Full timeAbout the RoleWe are seeking an experienced and results-driven CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage...
-
CASS Reconciliations Manager
2 weeks ago
London, Greater London, United Kingdom Close Brothers Group Full timeCASS Reconciliations Manager RoleThe CASS Reconciliations Manager will oversee all reconciliations conducted by the CASS Reconciliation team to ensure all client money and assets held by Winterflood are accurately accounted for and safeguarded, ensuring the firm's adherence to controls and the FCA CASS regulations.Key ResponsibilitiesReview and approval of...
-
CASS Operations Manager
4 weeks ago
London, Greater London, United Kingdom Plum Full timeWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and manage day-to-day CASS and investment operations...
-
CASS Manager
4 weeks ago
London, Greater London, United Kingdom Danos Group Full timeJob OpportunityWe are seeking an experienced compliance consultant with a strong focus on the FCA client assets regime (CASS) to join our team at Danos Group.The ideal candidate will have consultancy experience in a CASS focused role, with operational experience and the ability to deliver solutions-driven services to clients.Key responsibilities will include...
-
CASS Manager
4 weeks ago
London, Greater London, United Kingdom Danos Group Full timeJob OpportunityWe are seeking an experienced compliance consultant with a strong focus on the FCA client assets regime (CASS) to join our team at Danos Group.The ideal candidate will have consultancy experience in a CASS focused role, with operational experience and the ability to deliver solutions-driven services to clients.Key responsibilities will include...
-
CASS Senior Manager
4 weeks ago
London, Greater London, United Kingdom KPMG Full timeAbout the RoleWe are seeking a highly experienced and skilled CASS Senior Manager to join our Financial Services CASS audit team at KPMG. As a key member of our team, you will be responsible for overseeing a variety of market leading entities, including investment banking groups, retail banking groups, and brokers dealers, as well as traditional asset...
-
CASS Operations Manager
3 weeks ago
London, Greater London, United Kingdom Plum Fintech Full timeJob Title: CASS Operations ManagerAbout the Role:We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and...
-
CASS Operations Manager
4 weeks ago
London, Greater London, United Kingdom Plum Full timeAbout the RoleWe are seeking an experienced and results-driven CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesManage day-to-day CASS and...
-
CASS Associate
2 months ago
London, Greater London, United Kingdom Saxo Bank Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented CASS Associate to join our Finance team at Saxo Bank. As a key member of our team, you will be responsible for ensuring the accuracy and timeliness of our client money computations, as well as completing regular CASS reviews and regulatory submissions.Key ResponsibilitiesCollate and review...
CASS Manager
2 months ago
CASS Manager is a key role within the Finance Department at CMC Markets, responsible for leading the Client Asset Management Team. The successful candidate will have a deep understanding of the Financial Conduct Authority (FCA) Client Asset Money regime (CASS) and similar regulations imposed by other regulators.
Key Responsibilities:- Manage the Client Asset Team in the UK, providing services to Group entities in other jurisdictions.
- Ensure the firm is in compliance with CASS obligations and similar regulations.
- Assume Controlled Function responsibilities for CASS and work alongside the SMF.
- Assist in the day-to-day management of client assets throughout the group.
- Assist with the annual CASS audit and liaise with the auditor.
- Interpret CASS requirements for new Investment products and services.
- Work closely with Compliance, Business Intelligence, and Operations teams to ensure robust CASS controls.
- Detailed understanding of CASS rules, specifically CASS 6, 7 & 8.
- Experience managing a team and developing Team Members.
- Prior working experience in a CASS function at an investment management firm.
- Good working knowledge of financial markets and related products.
- Strong attention to detail and ability to work independently and within a team environment.
- Confident communicator and good understanding of accounting and reconciliations.
CMC Markets is an equal opportunities employer and is committed to creating a diverse and inclusive workplace. We value differences and unique perspectives, and invite them in, because we know it will lead to better outcomes for everyone.
