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Compliance Officer

2 months ago

Gloucester, Gloucestershire, United Kingdom Fish Insurance Full time
Job Description

Key Responsibilities:

  • Assist the Third-Party Oversight Manager in managing the oversight process of Appointed Representatives (ARs), Introducer Appointed Representatives (IARs), and other third-party distribution relationships.
  • Provide administrative and operational support to ensure efficient and effective oversight activities.
  • Support the development and implementation of policies and procedures to ensure compliance with regulatory requirements.
  • Collaborate with internal stakeholders to ensure alignment with business objectives and risk management strategies.
  • Conduct regular reviews and analysis of third-party relationships to identify potential risks and areas for improvement.

Requirements:

  • Strong understanding of regulatory requirements and industry standards.
  • Excellent communication and interpersonal skills.
  • Ability to work in a fast-paced environment and prioritize multiple tasks.
  • Strong analytical and problem-solving skills.
  • Proficiency in Microsoft Office and other relevant software applications.

About Fish Insurance:

Fish Insurance is a leading provider of insurance solutions for individuals and businesses. We are committed to delivering exceptional customer service and providing innovative products that meet the evolving needs of our customers.