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Trade Surveillance Officer
2 months ago
NatWest CWS is seeking a skilled Trade Surveillance Officer to join our team. As a key member of our compliance team, you will play a vital role in ensuring the integrity of our financial markets.
Key Responsibilities:- Conduct surveillance checks and fact-finding reviews to monitor trading activities and ensure compliance with market conduct policies and regulations.
- Identify potential or actual emerging risks and drive control enhancements to ensure surveillance activities operate efficiently.
- Manage a team of surveillance specialists and provide guidance on surveillance procedures.
- Analyze activity for potential red flags and escalate appropriately.
- Support the development and implementation of an annual surveillance program of work.
- Stay up-to-date with changing regulations and policies.
- Knowledge and understanding of fixed income and currency products, regulations, electronic trading concepts, and risks.
- Previous quality assurance and calibration experience.
- Ability to apply technical understanding to data to solve complex problems.
- Knowledge of how to assist in the development of policies and procedures.
- Adaptable to changing market situations, technology, and business needs.
NatWest CWS is a leading provider of talent acquisition and management services. We partner with NatWest to support contingent recruitment processes. Our team is dedicated to providing excellent service and ensuring compliance with regulatory requirements.
We offer a collaborative and fast-paced work environment, with opportunities for professional growth and development. If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this exciting opportunity.
