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Client Money Compliance Officer

2 months ago

London, Greater London, United Kingdom Saxo Bank Full time

Finance Department Role - Client Money Compliance Officer

Become a vital member of our Finance department as a Client Money Compliance Officer. You will oversee daily regulatory computations related to client funds, manage monthly compliance reports, and conduct reviews of client money processes. Engage in project initiatives, enhance operational efficiencies, and collaborate within a dedicated team that values your input.

Key Responsibilities:

  • Gather and analyze daily reconciliations of client funds and assets by sourcing data, ensuring prompt reporting, investigating discrepancies, and coordinating cash movements.
  • Maintain and update client money management records, prepare necessary regulatory filings, coordinate with auditors, and uphold procedural documentation.
  • Evaluate and address reconciliation discrepancies, uphold client money regulatory practices, and contribute to internal projects and risk evaluations.

Qualifications:

Strong understanding of client money regulations, a minimum of 3 years of experience in CASS 6 and 7, familiarity with various financial instruments, meticulous attention to detail, ability to meet deadlines, excellent communication abilities, self-driven, proficient in Excel, and a proactive problem-solving approach.

About Saxo Bank:

Saxo Bank is committed to a purpose-driven culture that champions diversity, innovation, and inclusivity. Join a team of motivated professionals from diverse backgrounds where your personal development is prioritized, and opportunities for career advancement are abundant. Experience a dynamic learning environment and significant career growth potential at Saxo Bank.

Application Process:

To express your interest, please create an account and submit your resume along with a brief motivation letter. We look forward to discovering more about your qualifications.