Compliance Manager
3 days ago
Our client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a strong risk management framework.
Key Responsibilities:- Develop and implement effective compliance policies and procedures to minimize regulatory risk.
- Support business relationships through positive engagement and proactive identification of regulatory risk.
- Undertake horizon scanning of compliance regulation and regulatory change, including preparation of gap/impact analysis.
- Advise staff on matters of regulatory compliance, including best practice and intended outcomes.
- Develop and implement compliance monitoring activity to test the efficiency and effectiveness of the regulatory compliance framework.
- Support the delivery of regulatory reports and related MI.
- Undertake compliance risk assessments for new products and system developments.
- Support the delivery of regulatory training, including maintaining training records and attestations.
- Support internal/external compliance audit activity and remedial efforts.
- Undertake ad-hoc regulatory compliance related projects, including investigative and thematic work.
- Banking experience and product knowledge.
- Development of appropriate control and reporting structures, including segregation and resilience.
- Open and timely escalation and reporting of risk and control issues.
- Proactive management of performance and targets.
- Experience of compliance with Human Resource policies and procedures, including appraisal obligations.
- Experience of compliance with compliance policies and procedures, including Conduct Rules and related obligations.
- Maintain a professional approach to all aspects of work, including relationships with colleagues and internal/external stakeholders.
For further information, please contact Marcus Courtney.
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London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Develop...
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