Current jobs related to Compliance Manager - London, Greater London - Compliance Professionals

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

  • Regulatory Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...

  • Compliance Operations Manager

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description: Compliance ManagerCompany Overview: Compliance Professionals is an international market maker specialising in FX and commodities that provides liquidity across various exchanges and trading platforms.Job Summary: We are looking for a Compliance Manager to play a crucial role in ensuring adherence to regulatory requirements and providing...

  • Compliance Manager

    2 months ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Manager Job DescriptionAJ FOX COMPLIANCE is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Key Responsibilities:Oversee the client onboarding process, ensuring...

  • Compliance Manager

    2 months ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Manager Job DescriptionAJ FOX COMPLIANCE is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Key Responsibilities:Oversee the client onboarding process, ensuring...

  • Compliance Risk Manager

    7 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company Overview:We are seeking a skilled Compliance Manager to join our team at a leading global commodities organisation. This role will play a crucial part in managing a small team and providing 4 days of on-site support.Key Responsibilities:Ensure adherence to all applicable regulatory obligations, particularly those of the FCA, LME, NFA, and CFTC.Stay...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance ManagerOur client, a prestigious law firm based in London, is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Key Responsibilities:Oversee the client onboarding...

  • Aircraft Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for assessing the Bank's existing information security control environment, identifying potential control gaps, and developing a strategy for enhancement to manage risks in line with...

  • Compliance Risk Manager

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    The Company:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The ideal candidate will have 6 years+ of solid Compliance experience gained within a brokerage environment. Strong experience of commodity markets would be a distinct advantage.Responsibilities:Consideration of all relevant statutory and regulatory...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

  • Compliance Manager

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

  • Compliance Manager Policy Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Manager Policy to join our team at Compliance Professionals. The successful candidate will be responsible for proactively identifying and reviewing regulatory developments and changes, assessing their impact on the business and its products and services.Key Responsibilities:Proactively identify and...

  • Head of Compliance and Risk Management

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...

  • Compliance Director

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager RoleWe are seeking a Compliance Manager to join our London business. The successful candidate will lead regulatory horizon scanning and provide risk-based analysis to guide the Bank's strategic decisions.Key Responsibilities:Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...

  • Compliance Director

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Director Job DescriptionWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for leading our regulatory compliance efforts and ensuring that our business operations are in line with relevant laws and regulations.Key Responsibilities:Lead regulatory horizon...

  • Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

  • Compliance Risk Manager

    2 months ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    {"title": "Compliance Risk Manager", "content": "Compliance Risk ManagerAJ FOX COMPLIANCE is seeking an experienced Compliance Risk Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk...

  • Compliance Risk Manager

    2 months ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    {"title": "Compliance Risk Manager", "content": "Compliance Risk ManagerAJ FOX COMPLIANCE is seeking an experienced Compliance Risk Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.As the Compliance & Risk...

  • Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

  • Compliance Director

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    The Role:We are seeking a highly experienced Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring all managers fulfill their responsibilities, overseeing and assisting senior management as required, and developing and maintaining policies and procedures of the AML/CTF.Key...

Compliance Manager

2 months ago

London, Greater London, United Kingdom Compliance Professionals Full time
Compliance Manager

We are seeking a highly skilled Compliance Manager to join our team in London. As a key member of our Compliance Professionals organization, you will play a critical role in ensuring our global fintech banking group's compliance with regulatory requirements.

Key Responsibilities:
  • Lead regulatory horizon scanning and provide risk-based analysis to guide our strategic decisions.
  • Drive regulatory change projects and deliver clear progress reporting to senior management.
  • Champion our approach to Consumer Duty, providing constructive challenge and ensuring compliance.
  • Coordinate compliance activities, support the Chief Compliance Officer, and ensure clear communication of compliance objectives across the organization.
  • Provide day-to-day compliance guidance to business units, develop relevant UK policies, and maintain compliance frameworks.
  • Oversee compliance training, ensuring it is tailored to our UK operations and effectively monitored.
  • Develop and deliver insightful compliance reporting to Executive and Board committees.

Support the business in meeting regulatory requirements, including managing the Management Responsibilities Map (MRM) and contributing to AML and Fraud investigations.

Extensive 2nd Line of Defence experience in retail and/or corporate banking compliance, with a deep understanding of relevant FCA and PRA rules.

Strong background in policy and procedure writing, with a focus on best practice compliance and risk management frameworks.

Expertise in payment services, merchant acquiring, commercial lending, retail deposit-taking, and consumer lending.