Compliance Director

3 days ago


Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full time
Compliance Expert Sought for Investment Management Role

We are seeking an experienced Compliance professional to join our team at Willow Resourcing Limited. As Head of Compliance, you will be responsible for overseeing the management and ongoing development of a comprehensive Compliance Monitoring Plan, Operational Risk Control Self Assessments (RCSAs), and Internal Capital and Risk Assessment (ICARA) to ensure the business complies with all relevant laws and regulations.

Key Responsibilities:

  • Develop and implement Compliance Monitoring Plans to ensure regulatory compliance
  • Conduct RCSAs to identify and mitigate operational risks
  • Assist with the firm's Risk Appetite Statement, Operational Risk, and Liquidity Risk Management programmes
  • Review and assess the adequacy of EDD, CDD, KYC, and KYB processes, as well as the overall AML/CTF framework
  • Provide ongoing Compliance advice to the Board

Requirements:

  • Proven experience in Compliance within the Investment Management arena
  • Strong stakeholder engagement and team management skills
  • Excellent communication, negotiating, and influencing skills
  • Ability to work in a hands-on manner and be close to the coalface

About the Role:

This is a genuine opportunity for a senior Compliance specialist to take on a leadership role and make a significant impact on the business. If you are up for the challenge, we would love to hear from you.


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