Senior Compliance Officer

2 weeks ago


Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full time

About the Role:

We are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames.

As a key member of our team, you will be responsible for advising on the application of UK regulatory rules pertaining to Product, Fund Administration, Fund Accounting, and Distribution Services.

You will also be the compliance relationship manager for these areas and a representative on several governance committees, including the UK Dilution Committee.

Key Responsibilities:

  • Advising on compliance regulations, rules, and standards
  • Developing and maintaining policies and procedures
  • Providing guidance on regulatory developments
  • Encouraging a good compliance culture and effective conflicts of interest management
  • Building positive relationships with stakeholders

Requirements:

  • Meaningful experience in Compliance, within asset management or financial services
  • Experience of fund governance and distribution in the UK
  • Good understanding of relevant regulatory rules
  • Excellent communication and organizational skills

What We Offer:

  • Competitive annual leave allowance
  • Flexible working options
  • Generous pension provisions
  • Income protection
  • Health and wellness benefits
  • Volunteering days
  • Enhanced parental leave
  • Life insurance

Equal Opportunities:

We are an equal opportunities employer and welcome applications from all qualified candidates.

Our Commitment:

We are committed to creating an inclusive and diverse workplace and to making a positive impact in the communities where we operate.



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