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Henley on Thames, Oxfordshire, United Kingdom Reed Full timeFabulous Great news - A Senior Compliance role linked to highly skilled working at a similar level with the Head of Compliance in the Company - 100% OFFICE BASED 9am - 5pm. HIGH SALARYSenior Compliance Officer:Comply with the FCA's Consumer Duty requirements, & other requirements in the company manual & processes.Maintain records in accordance with company...
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Henley on Thames, Oxfordshire, United Kingdom Reed Full timeJob Title: Senior Compliance Officer Linked to Head of ComplianceFabulous news - A Senior Compliance role linked to highly skilled working at a similar level with the Head of Compliance in the Company - 100% OFFICE BASED 9am - 5pm. HIGH SALARYMain Responsibilities:Ensure compliance with the FCA's Consumer Duty requirements, and other requirements in the...
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Henley on Thames, Oxfordshire, United Kingdom Reed Full timeJob Title: Senior Compliance Officer Linked to Head of ComplianceFabulous news - A Senior Compliance role linked to highly skilled working at a similar level with the Head of Compliance in the Company - 100% OFFICE BASED 9am - 5pm. HIGH SALARYMain Responsibilities:Ensure compliance with the FCA's Consumer Duty requirements, and other requirements in the...
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Henley on Thames, Oxfordshire, United Kingdom Reed Full timeJob Title: Senior Compliance Officer Linked To The Head Of ComplianceFabulous opportunity to work in a senior compliance role linked to the Head of Compliance in a reputable company. This is a 100% office-based position with a high salary and a 9am-5pm schedule.Key Responsibilities:Comply with the FCA's Consumer Duty requirements and other regulatory...
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Senior Compliance Officer
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Henley on Thames, Oxfordshire, United Kingdom Reed Full timeJob Title: Senior Compliance Officer - Financial ServicesWe are seeking a highly skilled Senior Compliance Officer to join our team in an investment business with financial compliance skills.Key Responsibilities:Implement the objectives set out in the CISL Compliance Manual and Compliance Monitoring Programme.Advise employees on all applicable regulatory...
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Senior Compliance Officer
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Reed Full timeJob Title: Senior Compliance Officer - Financial ServicesWe are seeking a highly skilled Senior Compliance Officer to join our team in an investment business with financial compliance skills.Key Responsibilities:Implement the objectives set out in the CISL Compliance Manual and Compliance Monitoring Programme.Advise employees on all applicable regulatory...
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Senior Compliance Officer
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Reed Full timeJob Title: Senior Compliance Officer - Financial ServicesWe are seeking a highly skilled Senior Compliance Officer to join our team in an investment business. The successful candidate will be responsible for ensuring compliance with all regulatory regimes under which the business operates.Main Responsibilities:Hold the SMF 16 function (Compliance oversight...
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Senior Compliance Officer
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Reed Full timeJob Title: Senior Compliance Officer - Financial ServicesWe are seeking a highly skilled Senior Compliance Officer to join our team in an investment business. The successful candidate will be responsible for ensuring compliance with all regulatory regimes under which the business operates.Main Responsibilities:Hold the SMF 16 function (Compliance oversight...
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Senior Compliance Officer
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeJob DescriptionWe are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames.About the RoleAs a Senior Compliance Executive, you will be responsible for advising on the application of UK regulatory rules pertaining to Product, Fund Administration, Fund Accounting, and Distribution Services....
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Senior Compliance Officer
4 weeks ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeJob DescriptionWe are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames.About the RoleAs a Senior Compliance Executive, you will be responsible for advising on the application of UK regulatory rules pertaining to Product, Fund Administration, Fund Accounting, and Distribution Services....
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Senior Compliance Officer
2 months ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeJob DescriptionWe are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames.About the RoleAs a Senior Compliance Executive, you will be responsible for advising on the application of UK regulatory rules pertaining to Product, Fund Administration, Fund Accounting, and Distribution Services....
-
Senior Compliance Officer
2 months ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeJob DescriptionWe are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames.About the RoleAs a Senior Compliance Executive, you will be responsible for advising on the application of UK regulatory rules pertaining to Product, Fund Administration, Fund Accounting, and Distribution Services....
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Senior Compliance Officer
3 weeks ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the Role:We are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames.As a key member of our team, you will be responsible for advising on the application of UK regulatory rules pertaining to product, fund administration, fund accounting, and distribution services.You will also be the...
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Senior Compliance Officer
3 weeks ago
Henley on Thames, Oxfordshire, United Kingdom Reed Full timeJob SummaryWe are seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operates in accordance with all relevant regulatory requirements.Key ResponsibilitiesComply with the FCA's Consumer Duty requirements and other regulatory...
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Senior Compliance Officer
3 weeks ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the RoleWe are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames. As a key member of our team, you will play a critical role in ensuring that our business operations are in compliance with relevant regulations and laws.Key ResponsibilitiesAdvise on the application of UK regulatory...
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Senior Compliance Officer
3 weeks ago
Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full timeAbout the RoleWe are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames. As a key member of our team, you will play a critical role in ensuring that our business operations are compliant with relevant regulations and laws.Key ResponsibilitiesAdvise on the application of UK regulatory rules...
Senior Compliance Officer
2 months ago
Invesco EMEA is seeking a highly skilled Senior Compliance Officer to join our team in Henley-on-Thames, Oxfordshire, United Kingdom.
This is a full-time position that requires a strong understanding of regulatory requirements and a proven track record of ensuring compliance with relevant laws and regulations.
About the RoleThe successful candidate will take a leading role in all KID/KIID/EMT/EPT activities, working closely with the Regulatory Reporting Team Leader and other stakeholders to gather requirements and data for inclusion in the documents.
Key responsibilities include:
- Acting as the team technical SME on UCITS KIID and PRIIP KID regulations
- Providing insights into regulatory requirements and keeping abreast of changes to relevant regulations
- Leading KID/KIID/EMT/EPT BAU activities, ensuring quality control checks are embedded
- Supporting team members on query management and developing their regulatory and industry knowledge
- Interacting with internal and external stakeholders to identify and troubleshoot process and data issues
- Acting as the SME on regulatory-driven or internal enhancements and projects impacting KID/KID/EMT/EPT production, dissemination, and oversight
- Maintaining and updating a KID/KIID issues log and providing robust and timely management information and metrics
To be successful in this role, you will need:
- Significant experience within the asset management industry
- Experience in a relevant product regulatory reporting role
- Experience with monitoring outsourced providers and KPIs
- Extensive knowledge of UCITS KIID and PRIIP KID regulations
- Overall investment knowledge, including an understanding of different investment strategies
- Knowledge of other EMEA client regulations (Solvency II, CRR...)
- Advanced Excel skills
- Strong academic background, ideally educated to degree level
- IOC and IMC desired
- Strong analytical and problem-solving abilities
- High attention to detail
- Proactive and able to work on own initiative
- Able to prioritize tasks, work under pressure, and manage time effectively
- Ability to communicate effectively, both with clients and internally
- Highly team-oriented, with a willingness to share best practice
Invesco EMEA is a leading asset manager dedicated to helping investors worldwide achieve their financial objectives. We deliver a wide range of investment strategies and vehicles to our clients around the world.
We offer a competitive salary and a comprehensive benefits package, including company-provided healthcare, a competitive annual leave allowance, flexible working options, and generous pension provisions.
Join our team and contribute to our mission of delivering exceptional investment solutions to our clients.
