Senior Compliance Officer

4 weeks ago


Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full time

About the Role:

We are seeking a highly skilled Senior Compliance Executive to join our UK Product Compliance Advisory team in Henley-on-Thames.

As a key member of our team, you will be responsible for advising on the application of UK regulatory rules pertaining to product, fund administration, fund accounting, and distribution services.

You will also be the compliance relationship manager for these services and a representative on several governance committees, including the UK Dilution Committee.

Key Responsibilities:

  • Advising on compliance regulations, rules, and standards
  • Being the compliance relationship manager for product, fund administration, fund accounting, and distribution services
  • Representing compliance on governance committees
  • Acting as a contact point for queries from relevant business areas
  • Encouraging awareness of a good compliance culture and effective conflicts of interest management

Requirements:

  • Meaningful experience in compliance within asset management or financial services
  • Experience of fund governance and distribution in the UK, including distribution channels and products
  • Good understanding of UK regulatory rules and regulations
  • Ability to build positive relationships and communicate effectively

What We Offer:

We offer a competitive annual leave allowance, flexible working options, and a generous pension provision.

How to Apply:

If you are a motivated and experienced compliance professional looking for a new challenge, please submit your application.



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