Senior Compliance Officer
4 days ago
Company Overview
Invesco EMEA is a leading asset management company dedicated to helping investors achieve their financial objectives. We deliver a wide range of investment strategies and vehicles to our clients worldwide.
Job Summary
We are seeking a highly skilled Senior Compliance Officer to join our UK Product Compliance Advisory team in Henley-on-Thames. As a key member of our compliance team, you will provide expert advice on regulatory rules and standards, ensuring compliance with UK regulatory requirements.
Key Responsibilities
- Regulatory Expertise: Provide in-depth knowledge of UK regulatory rules and standards, ensuring compliance with relevant regulations.
- Compliance Advisory: Act as a subject matter expert on regulation relating to UK collective investment scheme products, operations, and administration.
- Business Partnership: Collaborate with business areas to advise on compliance regulations, rules, and standards.
- Guidance and Support: Develop written guidance for partners implementing compliance regulations, rules, and standards through policies and procedures.
- Culture and Awareness: Encourage a good compliance culture and effective conflicts of interest management and fair treatment of customers.
- Relationship Building: Develop mutually supportive and collegiate working relationships with the wider Compliance team, Legal, and Risk counterparts.
- Project Support: Provide support to the Head of UK Compliance on relevant UK regulatory projects.
Requirements
- Compliance Experience: Meaningful experience in Compliance, within asset management or financial services.
- Regulatory Knowledge: In-depth knowledge of the nature of the business and the regulatory landscape.
Working Arrangements
This is a full-time position, and we offer a competitive benefits package, including company-provided healthcare, a generous pension, and flexible working options.
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