Senior Compliance Officer

4 days ago


Henley on Thames, Oxfordshire, United Kingdom Invesco EMEA Full time
Job Description

Company Overview

Invesco EMEA is a leading asset management company dedicated to helping investors achieve their financial objectives. We deliver a wide range of investment strategies and vehicles to our clients worldwide.

Job Summary

We are seeking a highly skilled Senior Compliance Officer to join our UK Product Compliance Advisory team in Henley-on-Thames. As a key member of our compliance team, you will provide expert advice on regulatory rules and standards, ensuring compliance with UK regulatory requirements.

Key Responsibilities

  1. Regulatory Expertise: Provide in-depth knowledge of UK regulatory rules and standards, ensuring compliance with relevant regulations.
  2. Compliance Advisory: Act as a subject matter expert on regulation relating to UK collective investment scheme products, operations, and administration.
  3. Business Partnership: Collaborate with business areas to advise on compliance regulations, rules, and standards.
  4. Guidance and Support: Develop written guidance for partners implementing compliance regulations, rules, and standards through policies and procedures.
  5. Culture and Awareness: Encourage a good compliance culture and effective conflicts of interest management and fair treatment of customers.
  6. Relationship Building: Develop mutually supportive and collegiate working relationships with the wider Compliance team, Legal, and Risk counterparts.
  7. Project Support: Provide support to the Head of UK Compliance on relevant UK regulatory projects.

Requirements

  1. Compliance Experience: Meaningful experience in Compliance, within asset management or financial services.
  2. Regulatory Knowledge: In-depth knowledge of the nature of the business and the regulatory landscape.

Working Arrangements

This is a full-time position, and we offer a competitive benefits package, including company-provided healthcare, a generous pension, and flexible working options.



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