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Compliance Consultant

2 months ago

Leeds, Leeds, United Kingdom Willow Resourcing Limited Full time

Job Summary

We are seeking a highly skilled Regulatory Policy Specialist to join our team at Willow Resourcing Limited. As a key member of our organization, you will be responsible for developing and implementing regulatory policies and guidelines that ensure our financial advisors operate within the bounds of the law.

Key Responsibilities

  • Develop and maintain regulatory policies and procedures to ensure compliance with relevant laws and regulations.
  • Collaborate with internal stakeholders and external suppliers to ensure the systems used by our financial advisors are robust and effective.
  • Perform annual reviews of product providers to ensure they are delivering good customer outcomes and fair value for money.
  • Work closely with our compliance team to ensure all policies and procedures are up-to-date and compliant with regulatory requirements.

Requirements

  • Minimum Diploma Level 4 qualification in a relevant field.
  • Proven experience in compliance within a wealth management environment.
  • Strong working knowledge of investment products and associated regulation.

What We Offer

We offer a competitive salary and benefits package, as well as the opportunity to work in a dynamic and supportive team environment. If you are a motivated and experienced Regulatory Policy Specialist looking for a new challenge, please apply for this exciting opportunity.