Current jobs related to Compliance Manager, Funds and Distribution - London, Greater London - AXA Investment Managers
-
Compliance Manager, Funds and Distribution
3 weeks ago
London, Greater London, United Kingdom AXA Group Full timeCompliance Manager, Funds & DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key Responsibilities:Provide strategic input and expertise...
-
Compliance Manager, Funds and Distribution
3 weeks ago
London, Greater London, United Kingdom AXA Group Full timeCompliance Manager, Funds & DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key Responsibilities:Provide strategic input and expertise...
-
Compliance Manager, Funds and Distribution
4 weeks ago
London, Greater London, United Kingdom AXA Group Full timeCompliance Manager, Funds and DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Key Responsibilities:Provide...
-
Compliance Manager, Funds and Distribution
4 weeks ago
London, Greater London, United Kingdom AXA Group Full timeCompliance Manager, Funds and DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Key Responsibilities:Provide...
-
Compliance Manager, Funds and Distribution
4 weeks ago
London, Greater London, United Kingdom AXA Group Full timeCompliance Manager, Funds and DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Your Key ResponsibilitiesProvide...
-
Compliance Manager, Funds and Distribution
4 weeks ago
London, Greater London, United Kingdom AXA Group Full timeCompliance Manager, Funds and DistributionWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Your Key ResponsibilitiesProvide...
-
Compliance Manager, Funds and Distribution
4 weeks ago
London, Greater London, United Kingdom AXA Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key ResponsibilitiesProvide strategic input and expertise into the development of our UK...
-
Compliance Manager, Funds and Distribution
4 weeks ago
London, Greater London, United Kingdom AXA Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will play a critical role in ensuring that our financial promotions and distribution activities comply with relevant regulations.Key ResponsibilitiesProvide strategic input and expertise into the development of our UK...
-
London, Greater London, United Kingdom AXA Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager, Funds and Distribution to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Key ResponsibilitiesProvide advice...
-
London, Greater London, United Kingdom AXA Group Full timeJob Title: Compliance Manager, Funds and DistributionAbout the Role:We are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a Compliance Manager, you will be responsible for providing strategic input and expertise into the development of the UK Distribution model and the production of marketing materials.Key Responsibilities:Provide...
-
London, Greater London, United Kingdom AXA Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA IM. As a key member of our Compliance department, you will be responsible for providing strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.Key ResponsibilitiesProvide technical advice and guidance on...
-
Compliance Manager, Private Assets
3 weeks ago
London, Greater London, United Kingdom AXA Funds Management Full timeCompliance Manager, Private AssetsAt AXA Funds Management, we are committed to acting with integrity and transparency in all our business dealings. As a Compliance Manager, Private Assets, you will play a critical role in ensuring that our investment activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide...
-
Compliance Manager, Private Assets
3 weeks ago
London, Greater London, United Kingdom AXA Funds Management Full timeCompliance Manager, Private AssetsAt AXA Funds Management, we are committed to acting with integrity and transparency in all our business dealings. As a Compliance Manager, Private Assets, you will play a critical role in ensuring that our investment activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide...
-
Funds Compliance Specialist
4 days ago
London, Greater London, United Kingdom AXA Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA Group. As a Compliance Manager, you will play a critical role in ensuring that our funds and distribution activities are in line with regulatory requirements.Key Responsibilities:Provide technical guidance and support to our sales, product specialists, distribution, and...
-
European Fund Distribution Specialist
2 weeks ago
London, Greater London, United Kingdom Mason Blake Full timeEuropean Fund Distribution SpecialistMason Blake is seeking a highly skilled European Fund Distribution Specialist to join our team.This is a new role in a rapidly growing investment management firm.Assist in building and evolving a program around how the firm distributes their products across Europe.Set up distribution and service level agreements using a...
-
European Fund Distribution Specialist
3 weeks ago
London, Greater London, United Kingdom Mason Blake Full timeEuropean Fund Distribution SpecialistMason Blake is seeking a skilled European Fund Distribution Specialist to join our team.Key Responsibilities:Develop and implement a program for distributing our investment products across Europe.Establish distribution and service level agreements, leveraging expertise in European regulations.Requirements:Successful...
-
European Fund Distribution Specialist
3 weeks ago
London, Greater London, United Kingdom Mason Blake Full timeEuropean Fund Distribution SpecialistMason Blake is seeking a skilled European Fund Distribution Specialist to join our team.Key Responsibilities:Develop and implement a program for distributing our investment products across Europe.Establish distribution and service level agreements, leveraging expertise in European regulations.Requirements:Successful...
-
Compliance Manager
3 weeks ago
London, Greater London, United Kingdom Janus Henderson U.S. Full timeCareer Opportunities: Distribution Compliance ManagerJanus Henderson U.S. is seeking a highly skilled Distribution Compliance Manager to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our distribution activities comply with all relevant rules and regulations.Key Responsibilities:Provide compliance...
-
Compliance Manager
3 weeks ago
London, Greater London, United Kingdom Janus Henderson U.S. Full timeCareer Opportunities: Distribution Compliance ManagerJanus Henderson U.S. is seeking a highly skilled Distribution Compliance Manager to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our distribution activities comply with all relevant rules and regulations.Key Responsibilities:Provide compliance...
-
European Fund Distribution Specialist
3 weeks ago
London, Greater London, United Kingdom Mason Blake Full timeEuropean Fund Distribution SpecialistMason Blake is seeking a skilled European Fund Distribution Specialist to join our team.Key Responsibilities:Develop and implement a program for distributing our investment products across Europe.Establish distribution and service level agreements, leveraging expertise in European regulations.Requirements:This role...
Compliance Manager, Funds and Distribution
2 months ago
We are seeking a highly skilled Compliance Manager, Funds and Distribution to join our team at AXA Investment Managers. As a key member of our Compliance department, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.
Key Responsibilities- Provide strategic input and expertise into the development of our UK Distribution model and the production of marketing materials.
- Be a key point of contact between UK Sales, Product Specialists, Distribution and Marketing business lines and UK Compliance.
- Contribute to regulatory change implementation projects, including the UK's Sustainability Disclosure Requirements and the Offshore Funds Regime.
- Provide training to the business on current and emerging regulations in respect of onshore and cross-border distribution and marketing.
- Sponsor the development of workflow tools and working practices that enable more efficient reviews of marketing materials.
- Assist in the development of management information to track marketing approvals and assess the effectiveness of the Distribution teams.
- Proven technical distribution and financial promotions Compliance experience, preferably gained in a multi-asset asset management or equivalent environment.
- Significant experience of Compliance contribution and delivery to relevant regulatory change projects.
- Knowledge of overseas distribution requirements, FCA COBS Regulations specific to financial promotions, AIFMD and UCITS, cross-border marketing, and ESG practices relating to authorized funds.
AXA Investment Managers is a global leader in investment management, with a presence in 62 countries and a commitment to acting for human progress by investing for what matters. We are a responsible employer that actively recognizes and values individual differences in a diverse and inclusive workforce.
