Current jobs related to Regulatory Compliance Advisor - London, Greater London - Archer Daniels Midland Company


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Senior Regulatory AdvisorWe are seeking an experienced Senior Regulatory Advisor to join our expert team at AJ FOX COMPLIANCE in London.This is an exciting opportunity for professionals with a strong background in regulatory compliance, AML and financial crime risk management.We're looking for someone with at least three years of experience in financial...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Senior Regulatory AdvisorWe are seeking an experienced Senior Regulatory Advisor to join our expert team at AJ FOX COMPLIANCE in London.This is an exciting opportunity for professionals with a strong background in regulatory compliance, AML and financial crime risk management.We're looking for someone with at least three years of experience in financial...

  • Compliance Director

    1 week ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Regulatory Compliance:...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Regulatory Compliance:...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job Title: Senior Compliance AdvisorJob Summary: We are seeking a Senior Compliance Advisor to assist on a new project for a leading Investments & Pensions company. The ideal candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs and SIPPs.Key Responsibilities:Review operational SOPs and suggest...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring ManagerOur client, a leading electronic brokerage firm based in the City, is seeking a highly skilled Compliance Monitoring Manager to join their team in London.Key Responsibilities:Develop and implement a comprehensive compliance monitoring program to ensure adherence to regulatory requirements.Identify areas for improvement in systems...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring ManagerOur client, a leading electronic brokerage firm based in the City, is seeking a highly skilled Compliance Monitoring Manager to join their team in London.Key Responsibilities:Develop and implement a comprehensive compliance monitoring program to ensure adherence to regulatory requirements.Identify areas for improvement in systems...

  • Compliance Officer

    5 days ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...

  • Compliance Manager

    2 months ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    About the Role:Compliance Professionals is seeking a highly skilled Compliance Manager to join our team. As a Compliance Manager, you will play a critical role in ensuring that our organization operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement effective compliance policies and...

  • Compliance Manager

    2 months ago


    London, Greater London, United Kingdom Compliance Professionals Full time

    About the Role:Compliance Professionals is seeking a highly skilled Compliance Manager to join our team. As a Compliance Manager, you will play a critical role in ensuring that our organization operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement effective compliance policies and...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Regulatory Compliance Lawyer OpportunityWe are working with a boutique city law firm to assist them in hiring a Regulatory Compliance Lawyer. This role is a fantastic opportunity for a qualified lawyer with regulatory compliance experience or data protection/data privacy experience.Key Responsibilities:Draft, monitor, and advise on compliance policies and...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Regulatory Compliance OpportunityWe are working with a boutique city law firm to find a talented Regulatory Compliance Lawyer to join their team. This role offers a unique chance to broaden your skill set and work alongside a small team of experts in regulatory risk and compliance.Key Responsibilities:Draft, monitor, and advise on compliance policies and...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Regulatory Compliance OpportunityWe are working with a boutique city law firm to find a talented Regulatory Compliance Lawyer to join their team. This role offers a unique chance to broaden your skill set and work alongside a small team of experts in regulatory risk and compliance.Key Responsibilities:Draft, monitor, and advise on compliance policies and...

Regulatory Compliance Advisor

2 months ago


London, Greater London, United Kingdom Archer Daniels Midland Company Full time

**About Us**

Archer Daniels Midland Company (ADM) is a global leader in human and animal nutrition and the world's premier agricultural origination and processing company.

We unlock the power of nature to provide access to nutrition worldwide, enriching the quality of life the world over.

**Job Summary**

We are seeking a Compliance Advisor to monitor and ensure that our business is conducted in an appropriate manner and in accordance with relevant regulations.

The successful candidate will be responsible for:

  • Monitoring and problem-solving with regards to MiFIR transaction reporting
  • Monitoring and problem-solving with regards to EMIR reporting
  • Maintaining accurate records and data in conjunction with regulatory reporting
  • Reporting to Exchanges and Regulatory bodies, regarding large positions reporting and client identification reporting (IDs and Forms: 40, 102, 304)
  • Annual and ad hoc Information Requests from Exchanges and other bodies
  • Ad hoc KYC / compliance requests from counterparties
  • Compliance KYC Audits and other Compliance related audits
  • To conduct assigned sections of the firms Compliance Monitoring Program
  • ISDA Master Agreements, TPAs and other legal documents
  • CASS Compliance Monitoring and Advisory support

**Requirements**

We are looking for a University Graduate with:

  • Microsoft Office - Intermediate
  • (Desirable) knowledge and experience of UnaVista and Transaction/Regulatory reporting

**What We Offer**

We offer a challenging work environment with flexible work time models, a company culture that promotes continuous learning and diversity, and excellent career opportunities in a world-leading nutrition company.

We are proud to be an equal opportunity workplace and value diversity at our company to encourage a diverse range of perspectives, skills, experience, and knowledge within our business.