Current jobs related to Regulatory Compliance Lawyer - London, Greater London - AJ FOX COMPLIANCE

  • Regulatory Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a talented Regulatory Compliance Specialist to join our team at AJ FOX COMPLIANCE. This role offers a fantastic opportunity for a qualified lawyer with regulatory compliance experience to broaden their skill set and work alongside a small team consisting of a compliance assistant, senior compliance lawyer, and the new head of risk who is also...

  • Regulatory Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Regulatory Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a crucial role in ensuring our clients' regulatory risk and compliance needs are met.Key responsibilities will include:Drafting, monitoring, and advising on compliance policies and proceduresHandling...

  • Regulatory Compliance Specialist

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

  • Compliance and Regulatory Lawyer for Education

    2 days ago

    London, Greater London, United Kingdom Farrar Levin Legal Recruitment Full time

    Farrar Levin Legal Recruitment is recruiting a Compliance and Regulatory Lawyer for Education to join our team in London. The successful candidate will work closely with education providers to ensure compliance with regulatory requirements and provide expert advice on complex issues.The ideal candidate will have 2+ years PQE and a deep understanding of...

  • Regulatory Compliance Expert

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

  • Regulatory Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

  • Regulatory Lawyer

    1 month ago

    London, Greater London, United Kingdom BTA Full time

    BTA is seeking a highly skilled Regulatory and Compliance Lawyer to join their team. The successful candidate will be responsible for providing general legal support for the asset management business across the globe, ensuring governance and regulatory compliance, and advising on in-scope asset management related regulations. Key responsibilities include...

  • Regulatory Compliance Expert

    6 days ago

    London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

  • Regulatory Compliance Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...

  • Regulatory Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...

  • Regulatory Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

  • Regulatory Compliance Specialist

    1 month ago

    London, Greater London, United Kingdom BTA Full time

    Regulatory Lawyer RoleBTA is seeking a regulatory lawyer with asset management experience to play a key role in our senior management team.This is a fantastic opportunity to lead on regulatory change and developments within a constantly evolving landscape.As a regulatory lawyer, you will work closely with our senior management team to ensure compliance with...

  • Compliance Officer

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...

  • Regulatory Compliance Lawyer

    1 month ago

    London, Greater London, United Kingdom Consult RPM Ltd Full time

    Job Title: Regulatory & Compliance Legal Counsel - Fintech or Crypto FocusedAt Consult RPM Ltd, we are seeking a highly skilled Regulatory & Compliance Legal Counsel to join our team. As a key member of our organization, you will play a critical role in ensuring our company's continued growth, innovation, and compliance across all relevant regulatory...

  • Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

  • Regulatory Affairs Specialist

    1 month ago

    London, Greater London, United Kingdom VRS Regulatory Full time

    Regulatory Affairs Specialist - Chemical Compliance ExpertWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our regulatory affairs team, you will be responsible for providing expert advice on chemical regulatory compliance and ensuring that our clients' products meet the necessary regulatory...

  • Regulatory Lawyer Position

    4 weeks ago

    London, Greater London, United Kingdom Elevate Flexible Legal Resourcing Full time

    Regulatory Lawyer Job DescriptionWe are seeking an experienced Regulatory Lawyer to support our Payment Services function. The ideal candidate will have a strong understanding of payments and financial services regulations, as well as compliance issues facing financial institutions.Key Responsibilities:Support the Payment Services function with regulatory...

  • Data Protection and Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We're assisting a boutique city law firm in finding a talented Data Protection Lawyer. This opportunity is ideal for someone with data protection, risk, and compliance experience looking to expand their skill set.As a key member of a small compliance team, you'll work closely with a compliance assistant, senior compliance lawyer, and the head of risk who...

  • Regulatory Affairs Lawyer

    4 weeks ago

    London, Greater London, United Kingdom Eximius Law Full time

    Regulatory Affairs Lawyer Role at Eximius LawWe are seeking a skilled Regulatory Affairs Lawyer to join our team at Eximius Law. The ideal candidate will have a minimum 3PQE from a top law firm or in-house organisation and will be responsible for regulatory change monitoring, coordinating regulatory authorisation filings, and advising business on regulatory...

  • Risk Lawyer Advisor

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    At AJ FOX COMPLIANCE, we are seeking a seasoned Risk Lawyer Advisor to support our Risk and Compliance team. This role is responsible for managing regulatory, compliance, and professional risks associated with the firm.The ideal candidate is a qualified lawyer with 5+ years of experience working in an international commercial law environment, with a focus on...

Regulatory Compliance Lawyer

1 month ago

London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time
Regulatory Compliance Lawyer Opportunity

We are working with a boutique city law firm to assist them in hiring a Regulatory Compliance Lawyer. This role is a fantastic opportunity for a qualified lawyer with regulatory compliance experience or data protection/data privacy experience.

Key Responsibilities:

  • Draft, monitor, and advise on compliance policies and procedures
  • Deal with escalations from the compliance assistant
  • Handle data protection queries
  • Review and advise on client engagement terms, codes of conduct, and compliance with policies
  • Develop and deliver training on risk and regulatory issues

This is a hybrid role based in London. If you are a qualified lawyer with regulatory compliance experience or data protection/data privacy experience, we would love to hear from you.