Compliance Assistant

5 months ago

Cheadle, United Kingdom Together Full time

**Company Description** We’re Together -** the **market leading property finance experts with an entrepreneurial spirit.** **Based **in Cheadle, South Manchester, we’ve been established since in 1974 and have built a team of over 750 colleagues, who are passionate about supporting individuals and businesses achieve their property ambitions by making finance work for them.

We pride ourselves on our common-sense approach to lending and offer a range of mortgage and secured loan products to individuals and businesses who are typically underserved by mainstream lenders. Our customers are central to everything we do and we work hard to support them to turn challenges into opportunities which make our customers' property ambitions a reality.

We’re looking for great people from all backgrounds and experiences who love working together and putting our customers at the heart of everything we do - and that starts with our brilliantly different team of people.

As a **Compliance Assistant**, you will be responsible for the management of compliance office activities for the Compliance team. This role is key in ensuring the Compliance team are able to offer and demonstrate independent second line of defence oversight and guidance to the business. It will ensure that regulatory requirements, terminology, methods and tools are fully understood and being used consistently and appropriately in the business

As a **Compliance Assistant, **we are looking for someone to:

- Complete Regulatory Horizon Scanning
- Support routine updates to the FCA and maintenance of the Regulatory Engagement Tracker
- Investigate and respond to compliance-related incidents, including conducting breach assessments and oversight of breach closure
- Responsible for ensuring that key regulatory activities are carried out in line with the Compliance Calendar, including maintaining procedures and controls to support this
- Produce regular compliance MI to support Compliance reporting for Executive committees, Board and Risk Committees
- Ensure that the functions risks and controls are maintained and accurately reflected within the risk register
- Proactively identify operational improvements in the processes, controls and operating model for the wider Compliance function and own the successful implementation of these, delivering to a high standard

**Qualifications** Essential**
- A background in regulatory compliance within Financial Services, preferably in a mortgage environment
- A basic understanding of Financial Conduct Authority (FCA) as a regulator
- Excellent analytical and critical problem-solving skills
- Attention to detail and the ability to comprehend information thoroughly and understand its significance and take corrective action
- Ability to work autonomously, manage a diverse workload and meet competing deadlines
- Ability to communicate effectively at all levels within the business, both verbally and in writing
- Takes a proactive approach to quality and supports the delivery of quality across the team

**Desirable**
- CeMAP or compliance qualification
- Previous experience in a compliance/risk role

**Additional Information** Benefits working at Together**
- 26 days holiday, and a day off for your birthday (increasing with service to 30 days), plus bank holidays
- Buy & sell holidays
- Discretionary annual bonus
- Matched pension contribution
- Life assurance
- Critical illness cover
- Health cash plan
- Private medical insurance
- Free access to company holiday homes
- Travel season ticket loans
- Ride to work scheme
- Free local gym access
- Local bar / restaurant discounts

Together Money embraces diversity and inclusion, and are proud to be an equal opportunity workplace. Not only do we welcome difference - we celebrate it, support it and really value our colleagues for who they are. We are committed to building a team that represents a variety of backgrounds, perspectives and skills.

We care that you have a great experience with us at Together, if you need us to make any reasonable adjustments to make your experience easier, please let us know and we’ll do all we can.

**_ Please note that all successful applicants will undergo relevant employment reference, financial and criminal record checks._

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