Regulatory Operations, Director
3 weeks ago
A London based Financial services firm is looking for a consultant to join their Regulatory Operations Department.
You will provide strategic direction on the operational controls and analytical tooling surrounding Regulatory reporting, design and develop effective controls, and make decision on solutions involving advanced technologies.
**Responsibilities**:
- Provide strategic direction on operational controls
- Ability to analyse transaction reporting data from trade repositories
- Conduct necessary research to establish ideal solutions for client's business
- Examine the impact on new regulatory obligations against existing workforce and technology designs
- Present findings to client in concise and clear manner Identify opportunities for improved processes
- Participate in formal Agile Scrums to build backlog of product features
**Qualifications**:
- 7+ years of experience in analytics, leveraging state-of-the-art tools
- Extensive Debt, Equity and Derivative Products Knowledge
- Strong communication and presentation skills
- Transaction & Trade Reporting Experience (SFTR, MIFID II, EMIR)
- Comfortable working with data tools, investigating large data sets
- Awareness of Regulatory Reporting obligations
To discuss this oppourtuntiy further, please contact the Financial Services team at Venn Group Recruitment
-
Regulatory Specialist
4 days ago
London, United Kingdom VRS Regulatory Full timeJoin the regulatory affairs team at a global pest control products company.nFriendly and experienced teamnWork on compliance and registrations for a global portfolio of products.Duties will be varied and will include biocide product registrations / notifications, gathering data, compiling dossiers, liaison with testing teams, SDS authoring, classifications,...
-
Director, Index Governance Regulatory Operations
1 month ago
London, United Kingdom eFinancialCareers Full timeDirector, Index Governance Regulatory Operations (S&P Dow Jones Indices) **The Team**:The Director, Index Governance Regulatory Operations role will be a member of the Index Governance Operations team at S&P Dow Jones Indices. The Index Governance Operations team is committed to ensuring SPDJI's indices are operated with allapplicable regulations and...
-
Regulatory Associate Director
1 week ago
London, United Kingdom Oliver James Associates Ltd. Full timeRegulatory Risk Associate Director I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global financial...
-
Director Regulatory Compliance
1 week ago
London, United Kingdom Boston Link Full timeGroup Director of Regulatory Compliance London Boston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework, focusing on team...
-
Regulatory Associate Director
2 months ago
City of London, Greater London, United Kingdom Oliver James Associates Ltd. Full timeRegulatory Risk Associate Director I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global financial...
-
Director Regulatory Compliance
2 weeks ago
London, United Kingdom Boston Link Full timeJob Description Group Director of Regulatory Compliance London Boston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework,...
-
Director Regulatory Compliance
1 week ago
London, United Kingdom Boston Link Full timeGroup Director of Regulatory ComplianceAll candidates should make sure to read the following job description and information carefully before applying.LondonBoston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful...
-
Director Regulatory Compliance
2 weeks ago
London, United Kingdom Boston Link Full timeGroup Director of Regulatory ComplianceLondonBoston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework, focusing on team management,...
-
Director Regulatory Affairs
1 week ago
London, United Kingdom London Business School Full timeLondon Business School are looking for a Director, Business Operations to join on a permanent basis. # The Director is responsible for leading the Business Operations team which provides a critical delivery to a range of internal stakeholders, from Senior Management, Cross Departmental Heads, Business Partners, Admits and Students. # Externally the team...
-
Director Regulatory Affairs
1 month ago
London, United Kingdom London Business School Full timeLondon Business School are looking for a Director, Business Operations to join on a permanent basis. # The Director is responsible for leading the Business Operations team which provides a critical delivery to a range of internal stakeholders, from Senior Management, Cross Departmental Heads, Business Partners, Admits and Students. # Externally the team...
-
Programme Director
1 month ago
London, United Kingdom Proactive Appointments Full time**Programme Director - Regulatory / Remediation - Inside IR35** **Main function of the job**: **Responsibilities**: - Providing technical direction including establishing a technical vision, resolving technical disagreements and managing the technical quality of deliverables. - Recommend best practices, industry standards and strategically aligned...
-
Director, Regulatory Reporting
1 week ago
London, United Kingdom MUFG Investor Services Full timeJob DescriptionThe Director, Regulatory, is accountable for supporting the Head of Financial Operations in overseeing the successful execution of all regulatory reporting in accordance with MUTB, regulatory guidance and obligations.Works closely with all parts of the organization and supports the wider senior management team in promoting and supporting the...
-
Director, Regulatory Reporting
2 weeks ago
London, United Kingdom MUFG Investor Services Full timeCompany Description MUFG Investor Services is a division of , one of the largest banks in the world with approximately $3 trillion in assets. Servicing the global alternative investment management industry, MUFG Investor Services has built a reputation for its unique partnership model that includes curating solutions designed to help unlock...
-
Director, Regulatory Reporting
2 weeks ago
London, United Kingdom Mufg Investorservices Full timeMUFG Investor Services is a division ofMitsubishi UFJ Financial Group, Inc (MUFG) , one of the largest banks in the world with approximately $3 trillion in assets. Servicing the global alternative investment management industry, MUFG Investor Services has built a reputation for its unique partnership model that includes curating solutions designed to help...
-
Director, Regulatory Reporting
9 hours ago
London, United Kingdom Mufg Investorservices Full timeMUFG Investor Services is a division ofMitsubishi UFJ Financial Group, Inc (MUFG) , one of the largest banks in the world with approximately $3 trillion in assets. Servicing the global alternative investment management industry, MUFG Investor Services has built a reputation for its unique partnership model that includes curating solutions designed to help...
-
Director Regulatory Compliance
2 weeks ago
London Area, United Kingdom Boston Link Full timeGroup Director of Regulatory ComplianceLondonBoston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework, focusing on team management,...
-
Director Regulatory Compliance
2 weeks ago
London Area, United Kingdom Boston Link Full timeGroup Director of Regulatory Compliance London Boston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework, focusing on team...
-
Director Regulatory Compliance
2 weeks ago
London Area, United Kingdom Boston Link Full timeGroup Director of Regulatory ComplianceLondonBoston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework, focusing on team management,...
-
Director of Operations
1 week ago
London, United Kingdom Linq Healthcare Recruitment Specialists Full timeAre you a seasoned operations leader with a passion for healthcare looking to make a significant impact? Please ensure you read the below overview and requirements for this employment opportunity completely. Position: Operations Director Location: Flexible (between London and Birmingham) As the Operations Director, you will play a critical role in...
-
Director of Operations
2 weeks ago
London, United Kingdom Linq Healthcare Recruitment Specialists Full timeAre you a seasoned operations leader with a passion for healthcare looking to make a significant impact? Please ensure you read the below overview and requirements for this employment opportunity completely. Position: Operations Director Location: Flexible (between London and Birmingham) As the Operations Director, you will play a critical role in...