Director Regulatory Compliance

2 weeks ago


London Area, United Kingdom Boston Link Full time

Group Director of Regulatory Compliance

London


Boston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework, focusing on team management, regulatory analysis, and process implementation at the company's headquarters and operational levels.


About the Role:


  • Compliance Knowledge: Proficiency in gambling regulations across multiple jurisdictions; with the ability to interpret and apply them practically within the company’s context while considering commercial objectives.
  • Process Management: Skills in monitoring, assessing, and improving compliance processes.
  • Gambling Industry Expertise: Ability to critically evaluate regulatory frameworks, perform impact analysis at both local and group levels, and provide constructive advice to the business.
  • Strategic Transaction Support: Excellence in supporting strategic transactions, including M&A, finance, and key strategic initiatives.
  • Training and Development: Ability to develop and deliver training materials to enhance staff understanding and competence in compliance matters.
  • Analytical Skills: Capability to analyze data and feedback to identify process improvement opportunities.
  • Communication Skills: Strong written and verbal communication skills to clearly articulate technical and compliance requirements to all levels, both internally and externally.
  • Technology Proficiency: Familiarity with compliance software and tools that aid in monitoring and reporting, with a vision for implementation at the head office level and long-term operations.
  • Leadership and Relationship Management: Manage a team across multiple offices, requiring frequent travel. Develop relationships with operational counterparts and strategic relations with stakeholders, including at the shareholder level.


About You

  • Experience: A minimum of 7-10 years of relevant experience in compliance and regulatory affairs within the gambling sector, with significant time spent in leadership or senior management positions.
  • Detail-Oriented: Meticulous attention to detail to ensure comprehensive compliance coverage.
  • Patient and Persuasive: Ability to patiently explain and persuade others about the importance of compliance and adherence to processes.
  • Integrity and Ethical: High standards and integrity to lead by example and maintain trustworthiness in compliance matters, with a willingness to provide independent advice and recommendations to management.
  • Adaptive and Proactive: Comfortable with change and able to proactively address emerging compliance issues or regulatory changes, managing multiple projects and tasks simultaneously.


Required Leadership Style

  • Participative Leadership: Engages team members in decision-making processes, enhancing their commitment to compliance practices.
  • Transformational Leadership: Inspires and motivates employees to integrate compliance into their daily roles, striving for continuous improvement.
  • Supportive Leadership: Provides the support and resources needed for employees to succeed in their compliance roles, fostering a positive and inclusive work environment.



  • London Area, United Kingdom Boston Link Full time

    Group Director of Regulatory Compliance London Boston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework, focusing on team...


  • Camden Area, United Kingdom Boston Link Full time

    Group Director of Regulatory CompliancenLondonBoston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework, focusing on team...


  • London, United Kingdom Compliance Professionals Full time

    Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and consistent with all applicable legal and...


  • London, United Kingdom Compliance Professionals Full time

    Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and consistent with all applicable legal and...


  • London, United Kingdom Compliance Professionals Full time

    We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...


  • London, United Kingdom Compliance Professionals Full time

    We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...


  • London, United Kingdom Boston Link Full time

    Group Director of Regulatory Compliance London Boston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework, focusing on team...


  • London, United Kingdom Boston Link Full time

    Job Description Group Director of Regulatory Compliance London Boston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework,...


  • London, United Kingdom Boston Link Full time

    Group Director of Regulatory ComplianceLondonBoston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance framework, focusing on team management,...


  • London, United Kingdom Boston Link Full time

    Group Director of Regulatory ComplianceAll candidates should make sure to read the following job description and information carefully before applying.LondonBoston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful...


  • London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED.THE RESPONSIBILITIES:Ensuring compliance with FCA regulations, in particular the rules relating to...


  • London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...


  • London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED.THE RESPONSIBILITIES:Ensuring compliance with FCA regulations, in particular the rules relating to...


  • London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...


  • London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...


  • London, United Kingdom Compliance Professionals Full time

    They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...


  • London, United Kingdom Compliance Professionals Full time

    Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...


  • Camden Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT.THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED.THE RESPONSIBILITIES:Ensuring compliance with FCA regulations, in particular the rules relating to...


  • London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance...


  • London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance...