Director, Index Governance Regulatory Operations

4 weeks ago


London, United Kingdom eFinancialCareers Full time

Director, Index Governance Regulatory Operations (S&P Dow Jones Indices)
**The Team**:The Director, Index Governance Regulatory Operations role will be a member of the Index Governance Operations team at S&P Dow Jones Indices. The Index Governance Operations team is committed to ensuring SPDJI's indices are operated with allapplicable regulations and industry best practices. The team focuses on index methodologies and changes, as well as evaluating policies and procedures to ensure adherence to the IOSCO Principles and any regulatory requirements. The Director, Index GovernanceRegulatory Operations role will focus on the creation and maintenance of workflows and policies associated with adherence to regulatory requirements.
**Responsibilities**:

- Perform responsibilities related to oversight of index operations, with a particular focus on EU Benchmark Regulations and compliance with IOSCO Principles.
- Be involved with policy reviews and responsible for developing workflows and implementing controls to produce evidence demonstrating policy adherence.
- Responsible for align ment of IMBA UK and SPDJI governance and control framework and oversight of reporting, policies and procedures. P rovide oversight of controls for all SPDJI benchmarks under FCA and BMR administration and endorsement.
- Work with compliance and legal to identify gaps in the control framework with regards to regulatory compliance. Drive remediation for uncovered gaps as well as issues identified by compliance and internal/external auditors.
- Ensure that benchmark statements and other types of regulatory documentation are complete, updated, and available. Maintain accuracy of the ESMA register and SPDJI and IMBA regulatory registers.
- Help drive workflows and process improvements across all of Index Governance to improve reporting, automation, and standardization.

**Qualifications**:

- A motivated self-starter w ho can work independently as well as part of a team, requiring mínimal direction and follow-u p
- Knowledge of indices and financial benchmarks
- Experience with EU B enchmark Regulation and IOSCO Principles for Financial Benchmarks
- Bachelor's degree in Business, Finance, or related field
- Strong communications, analytical, organizational, and project management skills
------------------------------------------------------
- **Equal Opportunity Employer**
------------------------------------------------------
- 103 - Middle Management (EEO Job Group) (inactive), 10 - Officials or Managers (EEO-2 Job Categories-United States of America), OPRTON103.2 - Middle Management Tier II (EEO Job Group)
**Job ID**: 282002
**Posted On**: 2023-02-22
**Location**: London, United Kingdom



  • London, United Kingdom Morningstar Full time

    **About the role**: The Group: Morningstar Indexes provides indexing solutions to measure and benchmark markets and asset classes around the world and offers a broad suite of global equity, bond, and asset allocation indexes. Morningstar Indexes are designed to help investors at every stage of the investment process - market monitoring, benchmarking, asset...


  • London, United Kingdom Institutional Shareholder Services Inc. Full time

    Index Data Services Associate page is loaded Index Data Services Associate Apply locations London, UK time type Full time posted on Posted 2 Days Ago job requisition id JR_6673 Overview ISS STOXX is currently seeking a qualified professional to join our Index Data Services team as a full-time employee, based in our London office. In this role, the...


  • London, United Kingdom Morningstar Full time

    About the role: The Indexes Client Service & Implementation team seeks an enthusiastic, results-driven Indexes Implementation Manager to help advance our index products globally. In this role, you will interact extensively with clients and sales and lead index data implementation. You will become an expert in Morningstar’s Index data offering and will...


  • London, United Kingdom London Stock Exchange Group Full time

    The Head of Benchmark Administration and Governance is a senior leadership position within FTSE Russell responsible for managing and overseeing all aspects of Benchmark Administration and Governance for the business and ensuring compliance with UK Benchmark Regulation and IOSCO Principles for Financial Benchmarks. The role involves leading the teams...


  • London, United Kingdom London Stock Exchange Group Full time

    The Head of Benchmark Administration and Governance is a senior leadership position within FTSE Russell responsible for managing and overseeing all aspects of Benchmark Administration and Governance for the business and ensuring compliance with UK Benchmark Regulation and IOSCO Principles for Financial Benchmarks.The role involves leading the teams...


  • London, United Kingdom eFinancialCareers Full time

    Our Index department produces high-quality benchmarks across multiple asset classes from Fixed Income and Equities to Commodities and Currencies. They also provide a comprehensive suite of ESG indices, thematics, and more. Index Operations & Production is made up of individuals with deep domain expertise in areas such as pricing, analytics, index...


  • London, United Kingdom Squarepoint Full time

    **Location(s): London, Singapore** Squarepoint is a global investment management firm that utilizes a diversified portfolio of systematic and quantitative strategies across financial markets that seeks to achieve high quality, uncorrelated returns for our clients. We have deep expertise in trading, technology and operations and attribute our success to...

  • index fund manager

    20 hours ago


    London, Greater London, United Kingdom Legal & General Full time

    Company Description We are Legal & General Investment Management (LGIM), the asset-management arm of Legal & General Group. Our purpose is to create a better future through responsible investing. We strive to achieve this through a strong sense of partnership with our clients, working together to achieve positive long-term outcomes. We draw on...


  • London, United Kingdom dLocal Full time

    Why you should join dLocal? dLocal enables the biggest companies in the world to collect payments in 40 countries in emerging markets. Global brands rely on us to increase conversion rates and simplify payment expansion effortlessly. As both a payments processor and a merchant of record where we operate, we make it possible for our merchants to make inroads...


  • London, United Kingdom ISS | Institutional Shareholder Services Full time

    Overview ISS STOXX is currently seeking a qualified professional to join our Index Data Services team as a full-time employee, based in our London office.  In this role, the Associate will produce high quality value-added content, by working closely with Development, Research, and Product business units.Key components of the Associate’s...


  • London, United Kingdom Lloyds Banking Group Full time

    End Date Friday 10 March 2023 Salary Range £104,368 - £130,460 Agile Working Options Hybrid Working Job Description Summary Are you a qualified company secretary or lawyer with deep corporate governance experience and extraordinary people skills? We're looking for a colleague with a growth mindset to join Group Secretariat, working to deliver the...


  • London, United Kingdom Institutional Shareholder Services Full time

    Overview - ISS STOXX is currently seeking a qualified professional to join our Index Data Services team as a full-time employee, based in our London office. - In this role, the Associate will produce high quality value-added content, by working closely with Development, Research, and Product business units. Key components of the Associate’s work include...


  • London, United Kingdom eFinancialCareers Full time

    **Who we are looking for** State Street Global Advisors manages and is a promoter of around 350 European funds in multiple domiciles (Luxembourg, UK, Ireland and France). The EMEA Funds Management team is responsible for handling all processes related to fund governance; including coordinationof board meetings and offering documents (prospectus, KIIDs, KIDs)...


  • London, United Kingdom Combined Insurance Full time

    Do you have an HR background with proven experience in governance processes? If you are interested in gaining great experience within one of the largest insurers in the world, then we would love to hear from you! The HR Regulatory & Governance Specialist reports to and works with the HR Projects & Governance Manager for all EMEA HR regulatory reporting...

  • Deputy Director

    4 weeks ago


    London, United Kingdom Allen Lane Full time

    The Medicines and Healthcare products Regulatory Agency (MHRA) are looking to hire a dynamic Head of Standards and Regulatory Governance to work with this innovative and influential government agency. There has never been a more exciting or challenging timeto join the MHRA as they work towards a post-covid future. The past few years have presented...


  • London, United Kingdom eFinancialCareers Full time

    A London based Financial services firm is looking for a consultant to join their Regulatory Operations Department. You will provide strategic direction on the operational controls and analytical tooling surrounding Regulatory reporting, design and develop effective controls, and make decision on solutions involving advanced...


  • London, United Kingdom Venn Group Full time

    A London based Financial services firm is looking for a consultant to join their Regulatory Operations Department. You will provide strategic direction on the operational controls and analytical tooling surrounding Regulatory reporting, design and develop effective controls, and make decision on solutions involving advanced...

  • Index Fund Manager

    9 hours ago


    London, United Kingdom Legal & General Full time

    We are Legal & General Investment Management (LGIM), the asset-management arm of Legal & General Group. Our purpose is to create a better future through responsible investing. We strive to achieve this through a strong sense of partnership with our clients, working together to achieve positive long-term outcomes. We draw on industry-leading expertise to...

  • Index Fund Manager

    2 hours ago


    London, United Kingdom Legal & General Full time

    We are Legal & General Investment Management (LGIM), the asset-management arm of Legal & General Group. Our purpose is to create a better future through responsible investing. We strive to achieve this through a strong sense of partnership with our clients, working together to achieve positive long-term outcomes. We draw on industry-leading expertise to...


  • London, United Kingdom eFinancialCareers Full time

    **Job title: Data & Analytics Office Governance Director** **Location: HSBC London Canada Square** **Pay Rate: £605 Per Day PAYE / or £785.49 Per Day Umbrella. Inside IR35** **Start Date: 7th of November ( 1 Year Contract, potential extention )** **Role Purpose** HSBC Data & Analytics Office (DAO) promotes a data-driven culture across HSBC through our...