Compliance Monitoring Officer

4 days ago


York, United Kingdom Goverance, Risk & Compliance Full time

Do you want to work for an organisation that is focused on the wellbeing of their employees, their members and the local community? We are looking for people who see Benenden Health as a career choice and are focused on maximising their potential in an organisation that promotes training, development, volunteering opportunities and personal achievement.

With a 115 year history, a mutual ethos and over 850,000 members, Benenden Health is an exciting place to work, offering excellent opportunities for growth as well as excellent benefits:

- Free Benenden Health membership and cashplan
- Free on site parking
- Excellent training and development
- Up to 35 days’ holiday including bank holidays
- Not-for-profit, mutual healthcare organisation
- Pension with up to 10% employer contributions
- Cycle to work scheme
- Free hot drinks
- Free fruit
- Employee engagement events
- Supporting local charities
- Onsite First Aiders and Mental Health First Aiders

We are currently looking to recruit a Compliance Monitoring Officer to join our busy Risk & Compliance team in York.

**Purpose**: Working in the second line of defence of the Group’s three lines of defence model to provide oversight by carrying out compliance monitoring reviews to ensure the business is meeting its regulatory obligations and risks are mitigated.

**The post holder will**:

- Perform compliance monitoring reviews to provide assurance to relevant boards and sub-committees on the adequacy of systems and controls in the business, including adherence to regulatory requirements.
- Continuously develop and improve the monitoring methodology and overall approach.
- Work with the wider Governance Risk & Compliance (GRC) team to understand the wider Risk & Compliance environment and the impact this has on the monitoring plan.
- Pro-actively engage with stakeholders at all levels and build collaborative, effective relationships across the business.
- Provide advice and guidance on a wide range of compliance matters.
- Drive continuous improvement across the business adding value to improve regulatory and customer outcomes.

**Skills and experience**:

- Strong demonstrable experience working in a compliance monitoring role in a FCA regulated insurance and/or financial services business.
- Strategic thinker with expert understanding of FCA and PRA principles, rules and best practice with a proactive and professional approach
- Experience of designing monitoring plans and managing and continually improving compliance monitoring methodology.
- Ability to communicate and influence complex regulatory matters in a way that is tailored to the relevant audience.
- Positive approachable open door mind set which is solution focused, delivering first class customer outcomes whilst balancing commercial imperatives.
- Professional, proactive and an independent thinker, able to work and drive forward key activities under own initiative.

For further information on this role, please refer to the Role Profile.



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