Compliance, Governance

2 weeks ago

City of London, United Kingdom Taylor James Resourcing Full time

Compliance, Governance and Risk Analyst - Financial Services. to £40,000

Previous Governance, Risk & Compliance experience within a corporate environment is essential for this varied opportunity created by internal promotion. Exposure to the Lloyd's insurance market would be beneficial but not essential.

This Analyst role covers several key areas including Risk Management, Due Diligence / Corporate Actions, Data Protection and Registers and Records. The role requires a reasonable level of Regulatory and Compliance knowledge as well as attention to detail,organisational skills and proven team working ability. The role will also involve formal and informal briefing to staff on Compliance, Anti-Money Laundering and Risk Management topics which will therefore require good communication skills.

Duties

To carry out audit and file reviews and other work relating to governance, risk and compliance matters.

To undertake project work including thematic reviews, in line with the annual plan and risk register, and produce reports with recommendations.

To assist the Compliance Officer with project work and undertake analytical review work as directed and in line with the Lloyd's and firm's Business Timetables.

Maintain the firm's Risk Register and produce reports on any developments on a quarterly basis.

To stay current with all Lloyd's and FCA rules and initiatives and ensure they are implemented in day-to day working practice.

To produce statistical and Management Information as requested.

To ensure that all Lloyd's and FCA rules and initiatives are noted in the central running log and

implemented in day-to-day work practice.

To report on regulatory compliance developments and emerging issues; and to provide training to the business on such topics where required.

To analyse reports run from the firm's business systems and to brief team Members and other staff

members where required.

Maintain and update GRC policies and procedures.

To engage with Lloyd's staff on regulatory exercises and respond to any queries raised.

  • Governance & Compliance Officer

    4 weeks ago

    London, United Kingdom NFP People Full time

    Job Description Governance & Compliance Officer We are looking for highly motivated and ambitious Governance & Compliance Officer to join an established Marine Conservation charity. Position: Governance & Compliance Officer Location: Hybrid/London or Bristol Salary: £46-50k per annum + excellent benefits Hours: 37.5 hours per week Contract: ...

  • Freelance Professional Development Tutors

    4 weeks ago

    London, United Kingdom London Governance and Compliance Academy Full time

    The London Governance & Compliance Academy (LGCA) is seeking an experienced Business Development Manager to be based in its London, UK offices. LGCA is a learning provider specialising in the areas of governance, risk and compliance and a member of The European Institute of Management and Finance Group, one of Europe’s leading providers for certified and...

  • Governance & Compliance Officer

    4 weeks ago

    London, United Kingdom Rail Delivery Group Full time

    **Closing date: 8 February 2023** **Salary Scale: £27,000-£33,000 per annum** **What is the purpose of this job?** This role provides the resource necessary to support the organisation to - increase compliance with its governance and data protection obligations (its “**Obligations**”); - Minimise the risks associated with non-compliance to these...

  • Ad Regulatory Compliance

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...

  • Compliance Associate

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...

  • Freelance Professional Development Tutors

    4 weeks ago

    London, United Kingdom London Governance and Compliance Academy Full time

    The London Governance & Compliance Academy (LGCA) is seeking an experienced Business Development Manager to be based in its London, UK offices. LGCA is a learning provider specialising in the areas of governance, risk and compliance and a member of The European Institute of Management and Finance Group, one of Europe’s leading providers for certified and...

  • Compliance Associate

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...

  • Compliance Associate

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...

  • Compliance Monitoring Manager

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...

  • Compliance Associate

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    Job DescriptionTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due...

  • Specialist, Digital Marketing

    2 weeks ago

    London, United Kingdom London Governance and Compliance Academy Full time

    The London Governance & Compliance Academy (LGCA) is seeking an experienced Business Development Manager to be based in its London, UK offices. LGCA is a learning provider specialising in the areas of governance, risk and compliance and a member of The European Institute of Management and Finance Group, one of Europe’s leading providers for certified and...

  • Compliance Officer

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...

  • Senior Compliance Manager

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

  • Compliance Associate

    5 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...

  • Compliance Associate

    5 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...

  • Compliance Associate

    5 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...

  • Compliance Associate

    5 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...

  • Governance, Risk

    7 days ago

    London, United Kingdom UK Power Networks Full time

    Location London, Elephant & Castle Department UKPN Services Reference Number 78956 Employment Period Permanent CiP/Bonus Level 3% Salary £51,245 + benefits Closing Date 23/05/2024 JOB PURPOSE: To act as a point of reference to manage and develop business and project governance, risk and compliance in the unregulated UK Power Networks Services (UKPN...

  • Compliance Manager/Senior Manager

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...

  • Governance & Compliance Specialist

    7 days ago

    London, United Kingdom CLARC Recruitment Full time

    We are exclusively recruiting for leading international bank looking to hire a Governance & Compliance specialist. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities Building and maintaining the library of regulatory requirements applicable to the Business and Conducting gap...