Governance & Compliance Specialist

**THE COMPANY**: Our client is a rapidly growing boutique investment banking firm providing financial services to a range of clients. **THE RESPONSIBILITIES**: - Conducting financial crime and regulatory compliance monitoring in accordance with the firm’s Annual Monitoring Plan (AMP) and Compliance Monitoring Plan (CMP); - Conducting surveillance...

The London Governance & Compliance Academy (LGCA) is seeking an experienced Business Development Manager to be based in its London, UK offices. LGCA is a learning provider specialising in the areas of governance, risk and compliance and a member of The European Institute of Management and Finance Group, one of Europe’s leading providers for certified and...

We are exclusively recruiting for leading international bank looking to hire a Governance & Compliance specialist. The role will be extremely broad, managing regulatory projects, regulatory change and horizon watching. Main Responsibilities Building and maintaining the library of regulatory requirements applicable to the Business and Conducting gap...

Organisation Overview   NBCFM is an indirect wholly owned subsidiary of National Bank of Canada (“NBC”). The main strategic purpose of NBCFM is to enable the NBC Group (“NBC Group,” meaning National Bank of Canada and all its subsidiaries) to grow and diversify its presence in Europe while allowing for a natural development of its existing business...

Job DescriptionOrganisation Overview NBCFM is an indirect wholly owned subsidiary of National Bank of Canada (“NBC”). The main strategic purpose of NBCFM is to enable the NBC Group (“NBC Group,” meaning National Bank of Canada and all its subsidiaries) to grow and diversify its presence in Europe while allowing for a natural development of its...

Organisation Overview   NBCFM is an indirect wholly owned subsidiary of National Bank of Canada (“NBC”). The main strategic purpose of NBCFM is to enable the NBC Group (“NBC Group,” meaning National Bank of Canada and all its subsidiaries) to grow and diversify its presence in Europe while allowing for a natural development of its existing business...

Job Description Organisation Overview   NBCFM is an indirect wholly owned subsidiary of National Bank of Canada (“NBC”). The main strategic purpose of NBCFM is to enable the NBC Group (“NBC Group,” meaning National Bank of Canada and all its subsidiaries) to grow and diversify its presence in Europe while allowing for a natural development of its...

Job Description Organisation Overview   NBCFM is an indirect wholly owned subsidiary of National Bank of Canada (“NBC”). The main strategic purpose of NBCFM is to enable the NBC Group (“NBC Group,” meaning National Bank of Canada and all its subsidiaries) to grow and diversify its presence in Europe while allowing for a natural development of its...

Organisation Overview NBCFM is an indirect wholly owned subsidiary of National Bank of Canada (“NBC”). The main strategic purpose of NBCFM is to enable the NBC Group (“NBC Group,” meaning National Bank of Canada and all its subsidiaries) to grow and diversify its presence in Europe while allowing for a natural development of its existing business...

THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...

Let's care for tomorrow. Your ambitions. Your dreams. Your tomorrow.Whether it's aircraft, international business, offshore wind parks, or Hollywood film productions, Allianz Commercial has an extensive range of risks covered when it comes to protecting businesses. We are looking for a Compliance Governance Specialist - Economic Sanctions Investigations...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. The team is growing so this is a superb opportunity to be involved in that growth. THE RESPONSIBILITIES: To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar...

Job Description THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures....

THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...

Your new companyA high-profile Ministerial Department supporting businesses to invest, grow and export Your new roleInterim Head of GRC (Governance, Risk and Compliance) - SC Cleared What you'll need to succeedWe are working exclusively with a Public Sector Client, recruiting for the role of Interim Head of Governance, Risk and Compliance (GRC).The role is a...

We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...

We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...

The R&D department at Guy’s and St Thomas’ NHS Foundation Trust are recruiting Research Governance Specialist(s), to expand the number of sponsorship experts and line-managers for our large and diverse team. Restricted to existing band 6 R&D Governance Specialists, already employed by the R&D department The post-holder(s) will be working alongside our...

THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services.THE RESPONSIBILITIES:Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingnCarry out regulatory and...

Compliance Specialist£80kA leading brand in the FS space, who specialise in supporting firms with advisory, risk management and capital requirements, are looking for a Compliance Specialist to tackle a broad role in Governance and Compliance.The roleDevelop the current compliance programme (policies and procedures)Complete audits and assessments from a risk...