Junior Financial Crime Compliance Executive

6 months ago

Henley on Thames, United Kingdom Invesco Full time

As one of the world’s leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world.

If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day

**Job Description**:
We have an outstanding benefits package which includes:
- Company-provided healthcare- A competitive annual leave allowance- Flexible working options, including hybrid working arrangements- Generous pension provisions- Income protection- Health and wellness benefits- Volunteering days- Enhanced parental leave- Life insurance

What we are looking for:
We are looking for our next Financial Crime Compliance Executive on a 6 months fixed-term contract or Secondment based in our EMEA headquarter in Henley-on-Thames.

Your Team

You will be part of the compliance function is to assist senior management and the Board in discharging their responsibility of optimally handling the compliance risks faced by the firm. This function is responsible for identifying, assessing, advising, monitoring and reporting on the firm’s compliance risks.

The EMEA Financial Crime Compliance team is responsible for:
- Supporting the wider Global Financial Crime Compliance (GFCC) team in maintaining the global financial crime framework- Providing advisory financial crime support and responding to related queries and escalations

Your Role

You will be part of a team who support the wider GFCC team to ensure Invesco has a financial crime prevention framework that meets or exceeds regulatory requirements. You will provide advisory support and respond to financial crime related queries and partner concerns. You'll help of the team head in his capacity as MLRO of both the UK and Irish businesses is key.

Among Others You May Be Responsible For:
- Supporting the MLRO in the execution of their obligations under SMCR (SMF17).- Helping the Nominated officer and deputy in relation to investigations of internal suspicious activity reports.- Responding to financial crime related referrals and issues from third party administrators.- Providing financial crime advisory support to the business, ensuring that financial crime risks are adequately considered and where possible mitigated against through processes and procedures or that any residual risks are appropriately understood.- Supporting the GFCC team in completing regular financial crime related risk assessments of the business and make appropriate recommendations for control improvements.- Examining changes to regulation and industry guidance. Discuss implications with the team head and advise the business accordingly.- Supporting the preparation of Board and Committee reporting including the annual MLRO reports.

What you'll need to have:
- A curiosity about or knowledge of financial crime or money laundering would be important- Experience of performing an oversight role in a financial crime related background with exposure to the asset management industry would be beneficial.- Experience in handling a financial crime advisory role in a first or second line team would be helpful but not essential.- Strong interpersonal skills with the ability to communicate with staff at all levels of the organisation.- Excellent organisational skills, ability to work under pressure and to prioritise workloads.- Excellent standout colleague

Full Time / Part Time

Full time

Worker Type

Fixed Term Employee (Fixed Term)

Job Exempt (Yes / No)

No

Workplace Model

At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office.

Equal Opportunities:
We are an equal opportunities employer. Our mission is to welcome everyone and create inclusive teams. We celebrate difference and encourage everyone to join us, and be themselves at work.

Our commitment to the community and environmental, social and governance investing:
We partner with charitable organisations globally to make an impact in the communities where we live and work. Our people are encouraged to support the charities they feel most passionate about. We are also committed to environmental, social and governance (ESG) investing. We serve our clients in this space as a trusted partner both on specific responsible investment product strategies as well as part of our commitment to deliver a superior investment experience.

Recruitment Agencies:
Regulatory:
This position may fall in-scope of one or multiple regimes/directives.

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