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Compliance Monitoring Officer
3 months ago
**Compliance Monitoring Officer - Advice Quality - 100% flexible - Home Based working available if desired - to £50,000 plus Benefits**
Our client a National Wealth & Investment Management Organisation, are currently looking to hire an Advice Quality Officer to their busy team.
The role:
- The purpose of the Advice Quality Officer is to conduct pre-approval and post sale File Reviews checks on advice given by their Financial Planners.
- Business varies from Investments, Pensions, IHT, Protection etc.
- You will also have to provide feedback to Advisors and Paraplanners based on your findings, working closely with them to resolve any issues
**Requirements**:
- Previous experience of working within a Financial Planning environment is ESSENTIAL
On offer
- Generous salary of up to £50,000 plus company benefits and bonus
- Completely flexible working - work from home, the local office or a mix of both
- Flexible working hours
- Study support and progression opportunities