Compliance Officer
4 days ago
**Role** - **Compliance Officer**
**Salary** - £70,000 - £90,000 per annum
**Location** - Witney, Oxfordshire, UK
**Do you have Financial Services Industry Experience with exceptional leadership skills?**
**What will you be doing as a Compliance Office?**:
- Controlling framework and providing effective systems
- Guaranteeing compliance with all regulatory systems
- Monitoring programmes and reporting breaches to Senior Managers
- Advising staff on procedures and regulatory developments
- Identifying new risks and proposing changes of reviews
- Investigating and resolving breaches to the rules
- Reviewing findings and reports
- Maintaining records, ensuring compliance requirements are adhered to
- Managing client complaints and ensuring staff have been fully trained, advising them to improve delivery of process
- Managing annual appraisals and regular team meetings
- Attending Board Meetings to resolve issues to push the company forward
- Attending Seminars
- Financial Services Industry Experience
- Knowledge of Policies/Procedures and Business Processes
- Excellent Microsoft Office Skills
- Ability to Work Under Pressure
- Excellent Leadership Skills
- Excellent Communication Skills
- Excellent Time Management
**Easy transport routes from;**Oxford, Aylesbury, St Albans, Watford, Slough, Windsor, Bracknell, Woking, Reading, High Wycombe, Basingstoke, Abingdon, Didcot, Benson
**Job Type** - Permanent
**Status** - Full-Time
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