Compliance Officer

6 months ago

Crewe, United Kingdom Health Shield Friendly Society Ltd Full time

**About the Role**

The compliance function is a required governance function for regulated insurers. There is a well-stablished professional framework for the discharge of compliance work. The role involves providing assurance that there are proper approaches in place to ensure that the regulations are continually met. The role involves completing activity specified in the Compliance Plan and responding to routine compliance queries working with managers and contributing to the embedding of good compliance behaviours across the Society.

**Main Responsibilities**
- Conduct formal compliance reviews, in accordance with the plan
- Using best practice approaches to data collection, assessment and reporting
- Reporting on findings and agreeing management responses and action
- Identifying areas for further compliance consideration
- Conducting on-site compliance inspections including clear desk checks

**Provide compliance advice**
- Support the business with advice on compliance requirements as required on Business as usual processes
- Contribute to ensuring processes and policies with regulatory sensitivity are applied properly in practice
- Representing Compliance at key governance forums as required

**Review of documents and other materials**
- Provide timely and useful advice and/or sign off for customer facing literature and other documents

**Consider new and emerging rules and guidance**
- Assess the impact of new rules and guidance
- Translate the impact into actions for the business
- Monitor the implementation

**Data Protection**
- Ensuring Data Protection policies are applied in practice and understood

**Legal**
- Supplying comments on legal contracts with third parties and other routine legal advice or escalating areas where more specialist areas of legal advice need to be obtained
- Any other relevant duties required by the Compliance and Legal Manager

**Preventing Financial Crime**
- Supporting the MLRO to ensure appropriate financial crime prevention structures are followed
- Oversight of financial crime prevention structures, including anti-money laundering, bribery, fraud, conflicts and countering terrorist financing

**Conduct Management**
- Ensuring appropriate conduct management structures are in place
- Actively engaging with the business to ensure good outcomes are being achieved

**About You**

To be successful in this role you will need to have the following skills, knowledge & qualifications:
**Essential**
- A relevant qualification in compliance, risk management, insurance at Certificate level or willingness to study for such a qualification
- Good Excel, Word and PowerPoint skills
- A good understanding of the FCA Sourcebooks and PRA Handbook including ICOBS, COBS, DISP, SUP, PEOD, APER, FIT
- Knowledge of the insurance industry and products
- Be proactive, well organised and good at managing both routine and one-off tasks
- Be an ambassador for governance, supporting the embedding of governance
- Be regarded as trusted and supportive by managers, capable of keeping information confidential
- Excellent communication skills, spoken and written
- Excellent analysis and synthesis skills
- Critical thinking skills

**Desirable**
- An understanding of the complementary roles of risk management and internal audit
- An understanding of compliance frameworks and approaches
- Business understanding, especially people and process management
- Wider communication skills: policy drafting, presentation, training course design
- A legal qualification would be useful but is not essential

**Key Stakeholders**:
**Internal**
- The management team
- The Risk Management Committee
- The Audit Committee
- The Board

**External**
- External Audit
- Internal Audit

**Our Values & Behaviours**

Consistently role models our values & behaviours and actively encourage others to the same:

- Customer focused
- Straightforward
- Responsible
- Professional

**Job Types**: Full-time, Permanent

**Salary**: £30,000.00-£40,000.00 per year

Schedule:

- 8 hour shift
- Day shift
- Monday to Friday

Work authorisation:

- United Kingdom (required)

Work Location: Hybrid remote in Crewe CW1

  • Compliance Officer

    6 months ago

    Crewe, United Kingdom Page Personnel Full time

    Compliance Monitoring Officer - Financial services **About Our Client**: This firm specialises in providing a wide range of financial products and services to their clients, ensuring their financial well-being and security. The company is committed to maintaining the highest standards of regulatory compliance and ethical conduct in all operations. As...

  • Facilities and Compliance Officer

    16 hours ago

    Crewe, United Kingdom CV-Library Full time

    A client within the Public Sector based in Cheshire East is currently recruiting for a Facilities and Compliance Officer to join their Asset Management Team as soon as possible. The client is offering a full-time, temporary position on an ongoing basis, with the ideal candidate having experience of working within a local authority in a building management...

  • Senior Compliance Officer

    6 months ago

    Crewe, United Kingdom Health Shield Friendly Society Ltd Full time

    **About the Role** The compliance function is a required governance function for regulated insurers. There is a well-stablished professional framework for the discharge of compliance work. The role involves helping to maintain Compliance’s risk assessment, providing assurance that there are proper approaches in place to ensure that the regulations are...

  • Warehouse Compliance Officer

    2 weeks ago

    Crewe, Cheshire East, United Kingdom We Recruit Group Ltd Full time

    Job Description:This exciting opportunity has arisen for a motivated Quality Assurance Specialist to join our client's established safety and compliance department in the Midlands. As a proactive and dedicated individual, you will play a crucial role in ensuring quality control systems and processes are maintained across the business.As a Warehouse...

  • Distribution Compliance Officer

    5 days ago

    Crewe, Cheshire East, United Kingdom We Recruit Group Full time

    Job Title: Quality AuditorJob Summary:We are seeking a highly motivated and experienced Quality Auditor to join our client's established safety and compliance department. The successful candidate will be responsible for conducting internal audits to ensure compliance with company policies and regulatory standards.About the Company:Our client is a leading...

  • Inventory Compliance Coordinator

    1 day ago

    Crewe, Cheshire East, United Kingdom KPI Recruiting Full time

    About the RoleKPI Recruiting is looking for an Inventory Compliance Coordinator to support our team in delivering engineering inventory processes and ensuring compliance with food safety and engineering standards.Key Features:Office-based roleMonday to Friday, office hours working patternPossible permanent contractResponsibilities:Delivering inventory...

  • Office Administrator

    6 months ago

    Crewe, United Kingdom Unitemps Full time

    **Role** As an Office Administrator, you will be responsible for providing support to the daily operations of the office and gaining hands-on experience in various administrative tasks. This programme is designed to develop your skills in office management, organisation, communication, and other essential administrative functions. You will work closely with...

  • Compliance and Energy Specialist

    1 day ago

    Crewe, Cheshire East, United Kingdom Sureserve Group Full time

    About the RoleWe are seeking a highly skilled Compliance and Energy Specialist to join our team as a Customer Liaison Officer. As a key member of our operations team, you will be responsible for ensuring the highest standards of customer service and support, working closely with our sales and technical teams to deliver outstanding results.Sure Maintenance...

  • Construction Compliance Specialist

    3 weeks ago

    Crewe, Cheshire East, United Kingdom Recruitment Robin Ltd Full time

    About the OpportunityRecruitment Robin Ltd is looking for a skilled Construction Compliance Specialist to join our team. In this role, you will be responsible for managing projects and ensuring that our clients' construction sites meet health and safety standards.**Responsibilities and Requirements:**• Manage project risks and lead on health and safety...

  • Customer Liaison Officer

    2 days ago

    Crewe, United Kingdom Sureserve Group Full time

    The Sureserve Group of businesses provide market leading compliance and energy services across the UK, with over 3,200 employees working from over 20 offices.Sure Maintenance, part of The Sureserve Group are a market leading heating and hot water specialist with over 40 years of successful delivery and a growing client base.

  • Compliance and Training Officer

    3 weeks ago

    Crewe, Cheshire East, United Kingdom The Compleat Food Group Full time

    Job DescriptionWe are looking for a skilled Training and Development Coordinator to join our team at The Compleat Food Group in Crewe.Your primary responsibility will be to ensure training and electronic files, including those on the Learning Management System, are accurately maintained.You will actively drive completion of training and develop strong...

  • Security Officer

    6 months ago

    Crewe, United Kingdom Momentum Security Recruitment Full time

    **Residential Security Officer** **Location: Crewe CW2** **Rate: £10.58 per hour** **Shift pattern: 4 on / 4 off. Covering days, nights & weekends. (0700-1900/1900-0700). GUARANTEED HOURS CONTRACT.** We have vacancies available for SIA Licensed Security Officers on a guaranteed hours contract working a 4 on / 4 off shift pattern. **Essential...

  • Office Administrator

    2 weeks ago

    Crewe, United Kingdom E-Ppl Full time

    Position: Office AdministratorLocation: Crewe, CheshireCompany: Autoscan UK LimitedPay Rate: £18 Per Hour Ltd CompanyAbout UsAutoscan UK Limited is a leading provider of quality assurance and inspection services to the automotive industry.With years of experience and a commitment to excellence, we partner with top automotive manufacturers to ensure the...

  • Liaison Officer

    1 day ago

    Crewe, Cheshire East, United Kingdom Sureserve Group Full time

    The Sureserve Group is committed to delivering exceptional customer service and experience. We are currently seeking a Liaison Officer to join our team, working alongside our clients and their residents.In this role, you will be responsible for scheduling annual services, ensuring compliance, and producing reports from Contract Management software.You will...

  • Risk Officer

    6 months ago

    Crewe, United Kingdom Health Shield Friendly Society Ltd Full time

    **About the Role** The risk management function is a required governance function for regulated insurers. The role involves ensuring that the Risk Management and Internal Control Systems are effective by working with managers and the Executive, developing and documenting them, and promoting the embedding of risk management and internal control across the...

  • Quality Assurance Officer

    6 months ago

    Crewe, United Kingdom EMaC Full time

    EMaC is a great place to build a career and there are plenty of exciting opportunities with us. We’re always looking for talented, enthusiastic individuals who are as keen as us to innovate, excite and make a real difference. Our view is that if we can help your career to grow, you’ll be helping us grow as a business - everyone wins. We’re a...

  • Housing Officer

    6 months ago

    Crewe, United Kingdom Serco Inc. Full time

    Copy URL Housing Officer Full Time - 12 hours - Hourly - £12.48 Crewe Here within our Initial Accommodation and Support Services Contract, an opportunity has arisen for an experienced Housing Officer with strong interpersonal skills. We focus on assisting individuals through the asylum system, ensuring that vulnerable asylum seekers have access to the...

  • Housing Officer

    6 months ago

    Crewe, United Kingdom Serco Inc. Full time

    Housing Officer Full Time - 12 hours - Hourly - £12.00 Crewe Here within our Initial Accommodation and Support Services Contract, an opportunity has arisen for an experienced Housing Officer with strong interpersonal skills. We focus on assisting individuals through the asylum system, ensuring that vulnerable asylum seekers have access to the support...

  • Office Administrator Role

    1 day ago

    Crewe, Cheshire East, United Kingdom e-ppl Ltd Full time

    Job OverviewThis Office Administrator role is an exciting opportunity to join a leading provider of quality assurance and inspection services to the automotive industry in Crewe, Cheshire.The successful candidate will work on site Monday to Friday, covering a 40 hour week, between 0800 - 1600 with flexible start and finish times. Your key responsibilities...

  • Security Officer

    1 month ago

    Crewe, United Kingdom Securitas Security Services Full time

    About the RoleAre you a dedicated security professional looking for a flexible role? We’re hiring a Security Officer for Sunday day shifts (12 hours per week) at our site in Crewe, with the opportunity for overtime. We’re seeking someone who takes pride in maintaining safety standards, supports staff and works well both independently and as part of a...