Central Compliance

2 weeks ago

London, United Kingdom Barclay Simpson Full time

**Central Compliance**:

- London
- £100,000 - £120,000
- Job type: Permanent
- Sector: Financial Services, Banking
- Job reference: NE41212

My client is a global financial services firm looking for a Central compliance officer to join their team.

As a Central Compliance Director, you will play a pivotal role in ensuring that the bank adheres to all external and internal regulatory compliance requirements. You will be responsible for managing a wide range of compliance-related activities, including external regulatory reporting, Group Compliance regulatory reporting, employee-related compliance matters, including the Senior Managers and Certification Regime (SM&CR), and training coordination. This position requires a keen eye for detail, strong analytical skills, and a deep understanding of financial regulations and industry best practices.

**Key Responsibilities**:

- **External Compliance Related Regulatory Reporting**:

- Collect, analyse, and prepare reports for various external regulatory bodies in compliance with local and international regulations.
- Stay updated on changes in regulatory requirements and ensure timely submissions.
- **Group Compliance Regulatory Reporting**:

- Collaborate with internal teams to compile data and reports for Group Compliance and ensure alignment with the broader group’s regulatory standards.
- **Employee Related Compliance Matters, including SM&CR**:

- Oversee the implementation and maintenance of the Senior Managers and Certification Regime (SM&CR) compliance program.
- Monitor and enforce employee compliance with applicable regulations, conduct due diligence checks, and manage record-keeping related to staff compliance.
- **Training Coordination**:

- Develop and implement training programs to educate employees on compliance matters.
- Track and maintain records of employee training, certifications, and qualifications to ensure regulatory compliance.
- **Compliance Audits and Investigations**:

- Assist in internal and external compliance audits and investigations as required.
- Identify potential compliance issues and recommend corrective actions.
- **Compliance Policy and Procedure Development**:

- Collaborate with the compliance team in creating and updating compliance policies and procedures to reflect current regulatory requirements.
- **Regulatory Change Management**:

- Stay current with regulatory changes and assess their impact on the bank’s compliance policies and procedures.
- Propose and implement necessary updates to ensure ongoing compliance.

**Qualifications**:

- Bachelor’s degree in Finance, Business, or related field. Advanced degrees and relevant certifications are a plus.
- Minimum of 2 years of experience in the compliance field within the financial industry, with specific experience in regulatory reporting and employee compliance matters.
- Thorough knowledge of relevant financial regulations, including but not limited to.
- Strong analytical, problem-solving, and project management skills.
- Excellent communication and interpersonal skills to collaborate with various teams.
- Ability to work in a fast-paced, dynamic environment and adapt to changing regulatory requirements.

Hyrbrid working, £100,000 - £120,000 salary plus bonus and benefits are on offer with this role.

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