Bank Compliance Officer
3 weeks ago
Job Description
Bank Compliance Officer Our Client an bank based in Central London are looking to recruit a Compliance Officer ideally with experience of working for another bank. You will have at least 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and Compliance at the Bank. Key Skills Required: A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within a Bank- Knowledge of country and industry specifics in banking
- An ability to work proactively, taking initiative with an ability to work both independently and as part of a team
- Have strong communication (both written and verbal), reasoning and influencing skills
- Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process
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Private Banking
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Risk & Compliance Officer
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London, United Kingdom Compliance Professionals Full time**THE COMPANY**: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. **THE RESPONSIBILITIES**: - Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. - Analyse and...
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Deputy Head of Compliance
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London, United Kingdom Compliance Professionals Full timeWe have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...
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Deputy Head of Compliance
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London, United Kingdom Compliance Professionals Full timeWe have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...
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Risk & Compliance Officer
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Deputy Head of Compliance
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London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee the ‘Regulatory...
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Compliance Officer
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London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services. **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and keeping updated, the departments...
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Legal Risk and Compliance Officer
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Deputy Head of Compliance
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London, United Kingdom Jas Gujral Full timeBank Compliance Officer Our Client an bank based in Central London are looking to recruit a Compliance Officer ideally with experience of working for another bank. You will have at least 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and...
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Compliance Officer, IPB Compliance
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London, United Kingdom Deutsche Bank Full timeCompliance Officer, IPB Compliance Deutsche Bank London, United Kingdom Posted 3 days ago Hybrid Job Permanent Competitive Job Description: Job Title International Private Bank (IPB) Business Line Compliance Location London Corporate Title Assistant Vice President/Vice President IPB is part of the wider Private Bank (PB) division of Deutsche...
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Regulatory Compliance Manager
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London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...
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Chief Compliance Officer
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Bank Compliance Officer
1 month ago
London, United Kingdom Jas Gujral Full timeBank Compliance Officer Our Client an bank based in Central London are looking to recruit a Compliance Officer ideally with experience of working for another bank. You will have at least 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and...
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Senior Compliance Officer
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London, United Kingdom Zenith Bank (UK) Limited. Full time €50,000About Us: Zenith Bank (UK) Limited (ZUK) is a subsidiary of Zenith Bank PLC, one of the top banks in Nigeria. The bank was set up with a clear strategy to leverage trade and investment flows between Nigeria and Europe, by providing intermediary banking services and facilities for trade-related working capital and capital expenditure. Zenith Bank...