Investment Guidelines Compliance Coder
1 month ago
This is a senior level coding role and an integral part of this leading asset manager’s investment guidelines coding team.The major responsibilities of the role include:
- Review and extract automatable rules from contractual and legal documentation
- Create Rules Matrix
- Code Rules
- Carry out unit testing ofRules in CRIMS
**Essential**
Very strong Charles River systems knowledge is essential
5 years Asset Management Experience mainly within Rule Coding / Investment Guidelines Teams
A good understanding of investment securities/asset Classes (Fixed Income, Derivatives, Equities etc)
To have an understanding of different regulatory jurisdictions, SEC, FCA, 40 Act, UCITS, COLL
**Skills and competencies**
Good communication skills and an ability to provide a customer focused approach
Strong analytical and problem-solving skills
Attention to detail while retaining efficiency and effectiveness
PC literate - Word, Excel
- Nistad is a financial services solutions consultancy supporting migration, implementation and integration of market leading financial systems for a range of prominent financial institutions. If you would like more information about this opportunity pleasecontact us at _._
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Guideline Analyst
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Investment Guidelines Specialist
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London, United Kingdom LGBT Great Full timeLGBT Great careers, powered by The Ocean Partnership, supports the investment industry in building diverse high performing teams. The team are responsible for creating and managing guidelines documentation as well as coding and testing both regulatory & investment guidelines for our global accounts. As the Portfolio Guideline Monitoring Specialist you...
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Investment Guidelines Specialist
4 weeks ago
London, United Kingdom LGBT Great Careers Full timeLGBT Great careers, powered by The Ocean Partnership, supports the investment industry in building diverse high performing teams.The team are responsible for creating and managing guidelines documentation as well as coding and testing both regulatory & investment guidelines for our global accounts. As the Portfolio Guideline Monitoring Specialist you...
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London Area, United Kingdom Insight Investment Full timeInsight Investment is looking for a Compliance Analyst to join the team in London. As part of the Guideline Management team, you will be responsible for the implementation, coding and monitoring of investment guidelines. The team are integral to front office processes and are sat amongst the fund management team and client solutions group, working closely...
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