Senior Compliance Analyst

2 weeks ago

London, United Kingdom Insight Investment Full time

Insight Investment is looking for a Compliance Analyst to join the team in London. As part of the Guideline Management team, you will be responsible for the implementation, coding and monitoring of investment guidelines. The team are integral to front office processes and are sat amongst the fund management team and client solutions group, working closely with them to ensure guidelines are operationally sound and that investment risk limits are adhered to.
The Compliance Analyst will primarily be responsible for reviewing investment guidelines following their execution and for the coding of pre/post-trade investment restrictions into thinkFolio and other coding systems.

Build a detailed knowledge of thinkFolio and other core coding systems
Work closely with the Fund Managers and Client Directors to ensure that coding has been accurately interpreted and signed off within the appropriate timeframe
Support the team with the management of coding cases via our workflow tool, ensuring cases are escalated where applicable
Understand the various regulatory, house and Fund Manager coding requirements and implement such rules where requested
Ownership of Guideline Management projects such as coding recertifications and process automation initiatives

Proficient in using Microsoft Excel, Word, and PowerPoint
Undergraduate degree in a relevant subject such as Economics, Mathematics or similar

Insight is committed to being an inclusive employer and encourages applications from all suitably qualified applicants irrespective of background, circumstances, age, disability, gender identity, ethnicity, religion or belief and sexual orientation. If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at TalentAcquisition@InsightInvestment.Insight Investment is a leading asset manager focused on designing investment solutions to meet its clients’ needs. Founded in 2002, Insight’s collaborative approach has delivered both investment performance and growth in assets under management. Insight manages assets across its core liability-driven investment, risk management, full-spectrum fixed income, currency and absolute return capabilities.

Insight has a global network of operations in the UK, Ireland, Germany, US, Japan and Australia.

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