Senior Compliance Analyst
4 weeks ago
Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients.
THE RESPONSIBILITIES:
- Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks and determine applicable Customer Due Diligence (“CDD”) requirements
- Collecting and reviewing relevant CDD materials, and approving, where appropriate, new relationships which satisfy applicable requirements;
- Provide practical and prompt advice and assistance to fee-earners and other professional staff in relation to applicable AML/CTF (including CDD) obligations;
- Conduct screening to identify politically exposed persons (PEPs), sanctions issues and other regulatory and reputational risks;
- Conduct and review risk assessments to ensure that the appropriate risk rating is assigned to the clients and matters and that proper escalation to senior management is triggered in high risk scenarios;
- Work closely with operational teams to ensure that the firm’s AML/CTF obligations are met;
- Assist with updating and maintaining compliance-related documentation, including AML manuals, policies, procedures and templates, as well as compliance bulletins and other internal communications;
- Assist with the preparation of training materials and deliver training for compliance team members;
- Assist with preparations for regulatory inspections and submissions;
- Provide assistance with on-going monitoring procedures, including testing of reliance on third parties and other risk and compliance audits as necessary;
- Work closely with operational teams to ensure that the firm’s AML/CTF obligations are met;
- Assist the Regional Compliance Manager and Head of Risk and Compliance with local, regional and global compliance projects as required;
- Carry out any other duties commensurate with the purpose of the role, including the performance of duties outside normal working hours when required and work in a flexible manner.
EXPERIENCE REQUIRED:
- Graduate with at least 4 years’ experience in an international compliance function role with a focus on AML and other financial crime; preferably in a law firm environment or alternatively in the financial services sector.
- Excellent oral and written communication skills and ability to communicate with partners, employees and (where appropriate) with the firm’s clients.
- Strong research, analytical skills and attention to detail.
- Ability to work independently and as part of a team
For further information please contact Eleanor Vine
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