Senior Compliance Analyst
4 weeks ago
Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients.
THE RESPONSIBILITIES:
- Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks and determine applicable Customer Due Diligence (“CDD”) requirements
- Collecting and reviewing relevant CDD materials, and approving, where appropriate, new relationships which satisfy applicable requirements;
- Provide practical and prompt advice and assistance to fee-earners and other professional staff in relation to applicable AML/CTF (including CDD) obligations;
- Conduct screening to identify politically exposed persons (PEPs), sanctions issues and other regulatory and reputational risks;
- Conduct and review risk assessments to ensure that the appropriate risk rating is assigned to the clients and matters and that proper escalation to senior management is triggered in high risk scenarios;
- Work closely with operational teams to ensure that the firm’s AML/CTF obligations are met;
- Assist with updating and maintaining compliance-related documentation, including AML manuals, policies, procedures and templates, as well as compliance bulletins and other internal communications;
- Assist with the preparation of training materials and deliver training for compliance team members;
- Assist with preparations for regulatory inspections and submissions;
- Provide assistance with on-going monitoring procedures, including testing of reliance on third parties and other risk and compliance audits as necessary;
- Work closely with operational teams to ensure that the firm’s AML/CTF obligations are met;
- Assist the Regional Compliance Manager and Head of Risk and Compliance with local, regional and global compliance projects as required;
- Carry out any other duties commensurate with the purpose of the role, including the performance of duties outside normal working hours when required and work in a flexible manner.
EXPERIENCE REQUIRED:
- Graduate with at least 4 years’ experience in an international compliance function role with a focus on AML and other financial crime; preferably in a law firm environment or alternatively in the financial services sector.
- Excellent oral and written communication skills and ability to communicate with partners, employees and (where appropriate) with the firm’s clients.
- Strong research, analytical skills and attention to detail.
- Ability to work independently and as part of a team
For further information please contact Eleanor Vine
#J-18808-Ljbffr-
Senior Compliance Monitoring Analyst
1 week ago
London, United Kingdom Compliance Professionals Full timeWe are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. ...
-
Senior Compliance Monitoring Analyst
1 week ago
London, United Kingdom Compliance Professionals Full timeWe are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. ...
-
Senior Regulatory Compliance Analyst
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance...
-
Senior Regulatory Compliance Analyst
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance...
-
Regulatory Compliance Analyst
2 months ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...
-
Regulatory Compliance Analyst
2 weeks ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...
-
Senior Regulatory Compliance Analyst
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...
-
Senior Regulatory Compliance Analyst
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...
-
Senior Regulatory Compliance Analyst
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...
-
Senior Regulatory Compliance Analyst
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...
-
Senior Regulatory Compliance Analyst
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the...
-
Senior Analyst Relations Manager
1 week ago
London, United Kingdom Starsight | Analyst Relations Full timeCompany Description.nStarsight Communications is Europe's largest and most respected EMEA analyst relations (AR) consultancy. We provide growth and scale companies with strategic expertise and hands-on tactics to enhance their analyst relations. Founded by experienced AR practitioners, Starsight Communications is committed to delivering exceptional results...
-
Senior Analyst Relations Manager
3 weeks ago
London, United Kingdom Starsight | Analyst Relations Full timeCompany Description.nStarsight Communications is Europe's largest and most respected EMEA analyst relations (AR) consultancy. We provide growth and scale companies with strategic expertise and hands-on tactics to enhance their analyst relations. Founded by experienced AR practitioners, Starsight Communications is committed to delivering exceptional results...
-
Senior Compliance Analyst
1 month ago
London, United Kingdom AJ FOX COMPLIANCE Full timeDo you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To apply for this role, you must have...
-
Senior Analyst Relations Manager
1 month ago
London, United Kingdom Starsight | Analyst Relations Full timeCompany Description.Starsight Communications is Europe's largest and most respected EMEA analyst relations (AR) consultancy. We provide growth and scale companies with strategic expertise and hands-on tactics to enhance their analyst relations. Founded by experienced AR practitioners, Starsight Communications is committed to delivering exceptional results...
-
Senior Analyst Relations Manager
1 week ago
London, United Kingdom Starsight | Analyst Relations Full timeCompany Description.Starsight Communications is Europe's largest and most respected EMEA analyst relations (AR) consultancy. We provide growth and scale companies with strategic expertise and hands-on tactics to enhance their analyst relations. Founded by experienced AR practitioners, Starsight Communications is committed to delivering exceptional results...
-
Senior Compliance Analyst
3 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions...
-
Compliance Analyst
1 month ago
London, United Kingdom AJ FOX COMPLIANCE Full timeDo you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To...
-
Risk & Compliance Analyst
1 week ago
London, United Kingdom AJ Fox Compliance Full timeOur client is a US global law firm hiring a Risk & Compliance Analyst to join their team in London. The function of this team is to ensure the firm meets all its regulatory requirements across the EMEA. Reporting to the Director of Risk & Compliance, this position will be a key member of the team, focusing on SRA Standards and Regulations, governance,...
-
Senior Conflicts Analyst
2 months ago
London, United Kingdom AJ Fox Compliance Full timeA major global law firm is hiring a Senior Conflicts Analyst to join their team on a remote working basis. The purpose of this role is to support the firm in managing matter opening in accordance with policies and procedures, and managing issues queriedby the Conflicts Analysts. You will need to have a proven ability to analyse and resolve complex conflicts...
