Investment Guidelines Specialist

2 months ago


London, United Kingdom LGBT Great Careers Full time

LGBT Great careers, powered by The Ocean Partnership, supports the investment industry in building diverse high performing teams.

The team are responsible for creating and managing guidelines documentation as well as coding and testing both regulatory & investment guidelines for our global accounts.

As the Portfolio Guideline Monitoring Specialist you will work closely with portfolio managers, analysts, compliance, risk, and portfolio onboarding teams to deliver precise operational support.

**Key Remits**
- Guidelines: coding & testing
- Creating fund/account guidelines documentation by reviewing IMA, fund prospectuses or client SLAs.
- Working closely with Fund Managers, Risk and Compliance to ensure guidelines adhere to client/fund contracts.
- Ensuring proper restriction coding is in firm order management systems.
- Testing new and existing investment restrictions and ensuring applicable investment guideline updates are implemented in a timely basis.

**Experience**
- Proven experience within guidelines workflow and/or guidelines documentation experience is required.
- Strong understanding of asset classes.
- Knowledge of derivatives (futures, swaps, forwards, etc.) needed.
- Knowledge of UCITS/ Mutual Funds would be a plus.

Our mission is to lead the recruitment of diverse talent and champion the adoption of more inclusive working cultures to help the industry innovate.



  • London, United Kingdom LGBT Great Careers Full time

    LGBT Great careers, powered by The Ocean Partnership, supports the investment industry in building diverse high performing teams.The team are responsible for creating and managing guidelines documentation as well as coding and testing both regulatory & investment guidelines for our global accounts. As the Portfolio Guideline Monitoring Specialist you...


  • London, United Kingdom LGBT Great Full time

    LGBT Great careers, powered by The Ocean Partnership, supports the investment industry in building diverse high performing teams. The team are responsible for creating and managing guidelines documentation as well as coding and testing both regulatory & investment guidelines for our global accounts. As the Portfolio Guideline Monitoring Specialist you...


  • London, United Kingdom LGBT Great Full time

    LGBT Great careers, powered by The Ocean Partnership, supports the investment industry in building diverse high performing teams. The team are responsible for creating and managing guidelines documentation as well as coding and testing both regulatory & investment guidelines for our global accounts. As the Portfolio Guideline Monitoring Specialist you...


  • London, United Kingdom Insight Investment Full time

    Company Overview: Insight Investment is a leading asset manager focused on designing investment solutions to meet its clients’ needs. Founded in 2002, Insight’s collaborative approach has delivered both investment performance and growth in assets under management. Insight manages assets across its core liability-driven investment, risk management,...

  • Guideline Analyst

    4 weeks ago


    London, United Kingdom Insight Investment Full time

    Insight Investment is looking for a Guideline Analyst to join the Guideline Management team in London. The Guideline Management team are responsible for the implementation, coding and monitoring of investment guidelines. The team are integral to front office processes and are sat amongst the fund management team and client solutions group, working closely...


  • London, United Kingdom AXA Funds Management Full time

    **Investment Guidelines Officer** 22 Bishopsgate, London - Hybrid Permanent Contract At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future...


  • London, United Kingdom Ardea Investment Management Full time

    **Investment Operations Specialist** - Generous Salary on offer - Offices located in central London - Opportunity to make a difference Have you been looking for a role where you can drive change in a growing business and be part of something big? Do you want to be part of a team that strives to evolve and not stand still? Value long-term relationships and...


  • London, United Kingdom AXA Investment Managers Full time

    Investment Specialist - Equity 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future Investment...


  • London, United Kingdom AXA Investment Managers Full time

    Investment Specialist - Equity 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future Investment...


  • London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global independent asset manager based in the City. They are looking for an experienced Investment Guidelines Coder to join the expanding team. **THE RESPONSIBILITIES**: - Perform pre - trade analysis for all SA and UK funds/portfolios. - Continually review and improve processes to reduce risk and improve efficiency. - Be...


  • London, Greater London, United Kingdom Legal & General Investment Managment Full time

    Company Description The world of investment is changing. Our vision at Legal & General Investment Management is to create a better, more sustainable future through responsible investing. We work in partnership with our clients around the globe to deliver positive long-term outcomes, while rising to the challenges of a rapidly changing world. Our clients...


  • London, United Kingdom eFinancialCareers Full time

    **Key Responsibilities** - Interpreting client guidelines, regulatory rules, and internal restrictions and coding these into thinkFolio. - Continually review and improve processes to reduce risk and improve efficiency. - Occasional cover for the UK pre trade or post trade roles when other members of the team are on leave/absent. - BAU work Technical...


  • London, United Kingdom AXA Investment Managers Full time

    Investment Specialist - Equity 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future Investment...


  • London, United Kingdom AXA Investment Managers Full time

    Investment Specialist - Equity 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future Investment...


  • London, United Kingdom Orbis Investment Management Full time

    Investment Content Specialist This is a great opportunity to join a growing function within an established firm. We are looking for an individual who can hit the ground running and work with both internal and external stakeholders to produce original, memorable, and different content that clearly demonstrates the way we think and how we invest. Our content...


  • London, United Kingdom AXA Investment Managers Full time

    Investment Specialist - Equity 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future Investment...


  • London, United Kingdom AXA Investment Managers Full time

    Investment Specialist - Equity 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper. As a future Investment...


  • London, United Kingdom The Ocean Partnership - Empowering Proud Work Full time

    LGBT Great careers, powered by The Ocean Partnership, supports the investment industry in building diverse high performing team. As the Client Onboarding and Investment Management Agreement Specialist you will liaise extensively with internal stakeholders to ensure any mandate changes are seamlessly implemented. Our client values diversity in the...


  • London, United Kingdom The Ocean Partnership - Empowering Proud Work Full time

    LGBT Great careers, powered by The Ocean Partnership, supports the investment industry in building diverse high performing team. As the Client Onboarding and Investment Management Agreement Specialist you will liaise extensively with internal stakeholders to ensure any mandate changes are seamlessly implemented. Our client values diversity in the...


  • London, United Kingdom GIC Investment Full time

    Location: London, GB- Job Function: Investment Services Private Markets- Job Type: Permanent- Req ID: 15415GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...