Compliance Vice President
2 weeks ago
Job Description
JPMC is a leading global financial services firm with operations worldwide. International Consumer Banking is the newest JPMC line of business, supported by a diverse team of Compliance professionals. The Compliance function has a robust set of priorities in place focused on best practice and employee development to ensure goals are delivered.
As a Compliance Vice President – Retail Investments within the International Consumer Banking Compliance team, you will be providing second line of defence Compliance challenge and subject matter expertise for regulations that apply to Nutmeg Saving and Investment Limited’s (NSIL) product offering, including discretionary managed portfolios, with a focus on: Wealth Management; Exchange Traded Funds; Pensions, ISAs and other ‘Tax Wrappers’; Retail Clients; Online Investing.
Job Responsibilities:
Develops and performs of accurate and timely completion of 2nd line (2LOD) monitoring and testing activities as they pertain to NSIL’s regulatory obligations. Delivers of credible, timely and risk-based advice, challenge and 2LOD support of the assessment of operational risk issues and potential regulatory breaches which may arise. Delivers of timely and robustly documented input into business initiatives that is consistent with the firm's regulatory and reputational risk tolerances - e.g. new product proposals, to identify any compliance risk issues. Identifies, implements and reviews of relevant compliance policies, procedures & additional documentation as may be required. Prepares the materials and acts as compliance representative at relevant LOB governance forums as required.Required qualifications, capabilities, and skills
Strong knowledge of the UK regulatory framework as it pertains to discretionary and non-discretionary investments, i.e. Markets in Financial Instruments Directive (MiFID), Conduct of Business Sourcebook (COBS), Client Assets Sourcebook (CASS), Market Abuse Regulations (MAR), etc Strong knowledge of FCA principles and how they apply to an investment business – with a particular focus on the application of Consumer Duty to investment products and services. Able to work independently and have sufficient experience to know when to escalate an issue is essential. Possess a high-level of attention to detail and focus on the quality for their work product. Being proactive, able to think critically about the information presented to them, comfortable with subjective situations, and ready to ask appropriate questions and effectively challenge. Good team player and will be expected to provide cross coverage of other areas.Required qualifications, capabilities, and skills
Relevant experience of performing a Regulatory Compliance, Risk or Control role in a global investment bank would be a significant advantage. Relevant experience with retail online client investing, investment ‘tax wrappers’ such as ISAs and Personal Pensions is desirable.-
Originator, Vice President
2 days ago
London, United Kingdom in Newbury Full time8 Originator, vice president jobs in London Posted 1 day ago Originator, Senior Vice President London, London London Macquarie Group Posted 1 day ago This is an exciting opportunity for an experienced Senior Vice President to join our Specialised & Asset Finance desk within the Commodities and Global Markets Division, where you will be instrumen......
-
Originator, Vice President
2 days ago
London, United Kingdom in Newbury Full time8 Originator, vice president jobs in London Posted 1 day ago Originator, Senior Vice President London, London London Macquarie Group Posted 1 day ago This is an exciting opportunity for an experienced Senior Vice President to join our Specialised & Asset Finance desk within the Commodities and Global Markets Division, where you will be instrumen......
-
Vice President
1 month ago
London, Greater London, United Kingdom Pharma Search Full timeSenior Director / Vice President Business Development, EMEA Our client is a global leader, providing clinical services of the highest quality to Pharma, Biotech, Life Science and CRO businesses; This has been driven by the successful delivery of clinical trials of the highest standards, through their people, unique business model and service offering,...
-
Vice President
2 months ago
London, United Kingdom Madison Hunt Full timeMadison Hunt is exclusively partnered with a leading secondaries advisory firm to hire a Vice President for their growing Infrastructure team, based in London. With Infrastructure teams based in New York and London, the firm advise prominent investors on their capital raises, distribution, and secondary investments across all infrastructure asset classes. ...
-
Vice President Compliance
7 days ago
London, United Kingdom Gresham Hunt Full timeVice President Compliance Investment Banking London – Up to £100,000 Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX markets, and they are...
-
London, United Kingdom London School of Economics and Political Science Full time €178,642Vice President and Pro- Vice Chancellor (Faculty Development) LSE is committed to building a diverse, equitable and truly inclusive university We particularly welcome applications by women and by people of colour LSE Executive Office Appointment of Vice President and Pro-Vice Chancellor (Faculty Development) The London School of Economics and...
-
London, United Kingdom London School of Economics and Political Science Full time €178,642Vice President and Pro- Vice Chancellor (Faculty Development) LSE is committed to building a diverse, equitable and truly inclusive university We particularly welcome applications by women and by people of colour LSE Executive Office Appointment of Vice President and Pro-Vice Chancellor (Faculty Development) The London School of Economics and...
-
Vice President or Senior Vice President
2 weeks ago
London, United Kingdom Metier Recruitment Full timeVice President of It - London, United Kingdom - Metier Recruitment Description Vice President of IT - London/ Remote - £200K + 30% Bonus + Benefits Strong retail experience would be an advantage. Key Responsibilities: Lead and inspire the teams to engage with the business, prioritise projects and develop plans that maximize return on investment for...
-
Originator, Vice President
6 days ago
London, United Kingdom Macquarie Group Limited Full timeIf you are searching for a role in the Philippines, click here We will email you new jobs that match this search. Great, we can send you jobs like this, if this is your first time signing up, please check your inbox to confirm your subscription. The email address was invalid, please check for errors. Originator, Vice President London This is...
-
Originator, Vice President
6 days ago
London, United Kingdom Macquarie Group Limited Full timeIf you are searching for a role in the Philippines, click here We will email you new jobs that match this search. Great, we can send you jobs like this, if this is your first time signing up, please check your inbox to confirm your subscription. The email address was invalid, please check for errors. Originator, Vice President London This is an...
-
Originator, Vice President
7 days ago
London, United Kingdom Macquarie Group Limited Full timeIf you are searching for a role in the Philippines, click here We will email you new jobs that match this search. Great, we can send you jobs like this, if this is your first time signing up, please check your inbox to confirm your subscription. The email address was invalid, please check for errors. Originator, Vice President London This is an...
-
Vice President: Digital Experience
6 days ago
London, United Kingdom Madison Hunt Full timeVice President - Infrastructure Private Equity Head of London - Infrastructure, Energy, Sustainability, and Real Assets Finance Madison Hunt is partnered with an international mid-market and value add infrastructure private equity fund to hire a Vice President for their London team. Having built a top-tier team, the fund has developed an excellent...
-
Vice President: Digital Experience
6 days ago
London, United Kingdom Madison Hunt Full timeVice President - Infrastructure Private Equity Head of London - Infrastructure, Energy, Sustainability, and Real Assets Finance Madison Hunt is partnered with an international mid-market and value add infrastructure private equity fund to hire a Vice President for their London team. Having built a top-tier team, the fund has developed an excellent...
-
Vice President or Senior Vice President
6 days ago
London, United Kingdom Metier Recruitment Full timeVice President of It - London, United Kingdom - Metier Recruitment Description Vice President of IT - London/ Remote - £200K + 30% Bonus + Benefits Strong retail experience would be an advantage. Key Responsibilities: Lead and inspire the teams to engage with the business, prioritise projects and develop plans that maximize return on investment for...
-
Assistant Vice President
6 days ago
London, United Kingdom Parkinson's UK Full timeAssistant Vice President - Operational Risk Risk Management department is responsible for developing, maintaining and promoting the Bank’s Enterprise Risk Management Framework (ERMF) and activities, and for providing independent second line of defence (2LoD) oversight for Traded Market Risk, IRRBB & FX Risk, Operational Risk and Model Risk management...
-
Assistant Vice President
6 days ago
London, United Kingdom Parkinson's UK Full timeAssistant Vice President - Operational Risk Risk Management department is responsible for developing, maintaining and promoting the Bank’s Enterprise Risk Management Framework (ERMF) and activities, and for providing independent second line of defence (2LoD) oversight for Traded Market Risk, IRRBB & FX Risk, Operational Risk and Model Risk management...
-
Assistant Vice-President, Project Manager
6 days ago
London, United Kingdom Parkinson's UK Full timeAssistant Vice President Project Manager - Mandarin Speaking Department General Administration General Administration department strategy is to deliver excellent general administrative services to the whole Bank covering different functions including project management, facilities, logistic and events, admin and central filing, systems, commercial...
-
Assistant Vice-President, Project Manager
2 days ago
London, United Kingdom Association for Project Management Full timeAssistant Vice President Project Manager - Mandarin Speaking Department General Administration General Administration department strategy is to deliver excellent general administrative services to the whole Bank covering different functions including project management, facilities, logistic and events, admin and central filing, systems, commercial...
-
Vice President of It
6 days ago
London, United Kingdom Metier Recruitment Full timeVice President of It - London, United Kingdom - Metier Recruitment Description Vice President of IT - London/ Remote - £200K + 30% Bonus + Benefits Strong retail experience would be an advantage. Key Responsibilities: Lead and inspire the teams to engage with the business, prioritise projects and develop plans that maximize return on investment...
-
Vice President of It
2 weeks ago
London, United Kingdom Metier Recruitment Full timeVice President of It - London, United Kingdom - Metier Recruitment Description Vice President of IT - London/ Remote - £200K + 30% Bonus + Benefits Strong retail experience would be an advantage. Key Responsibilities: Lead and inspire the teams to engage with the business, prioritise projects and develop plans that maximize return on investment for...
