Legal and Compliance

2 weeks ago

London, United Kingdom ECOMMERCE TECHNOLOGIES LTD Full time

**Ecommerce Technologies LTD trading as PayDo opens up new opportunities for international online financial transactions to commercial entities, private entrepreneurs, merchants, freelancers and other professionals who have invested require a simplebut at the same time convenient method of accepting and sending payments with a minimum of bureaucracy, formalities and a package of documents for launch. The company is a well-funded & Established with a full authorised EMI financial licence at FCA in theUK, which guarantees the safety of customers.We develop & offer for our clients the following types of banking services: Multi-currency IBAN for legal entities and individuals for SEPA & Target2 payments, receiving and processing online payments, transfersto a card and bank account.**

**We are seeking Legal And Compliance or Legal field expertises for commercial agreements and NDA's Specialist to join our rapidly growing global team in London. This role will have a great deal of emphasis on the preparation and management of high-qualitydocumentation relevant to Financial services & our online Merchants**

**Responsibilities**: - (But not be limited to)

Develop and write new policies, standards, guidelines, and procedures ensuring effectiveness, consistency, and adherence to established department standards and timelines. Work with or without an initial draft from the requesting business unit

Support of the company's activities (Great Britain, EU) and the Baltics

Maintaining financial licenses in the EU, UK

Work with fintech companies, financial regulators and financial partners

Opening / supporting correspondent bank accounts, communication with the bank, fulfilment bank requirements

Take ownership of all Compliance internal & external, governance and other documentary and drafting requirements

Assisting Head of Compliance/Risk to create policies, procedures and templates for legal department (Legal experience in AML, onboarding and Transaction Monitoring policies writing, regulation evaluation and implementing changes, practical experience inAML, CTF, supporting of licensed financial institutions post licensed and in licensing stage in addition to our current international paralegal jobs)

Preparation/revision of contracts, including with financial partners, online merchants and customers

Updating company terms, policies, rules and procedures

Updating and maintaining company disputes framework (chargeback management, payment cancellation, dispute mediation)

Reviewing and assisting Head of Compliance/Risk with the rule mapping for both the UK branch

Review GDPR compliance and data protection topics

Preparing separate policies to reflect UK low perspective

Review website articles and information that comply with internal procedures and external policies

Prepare and manage materials related to Corporate Governance, Management Information and Reporting

Be abreast and aware of new regulations, including regulatory and industry changes and implement changes where relevant

Where required provide support on General Compliance and ad-hoc matters, including: financial promotions, complaints KYC, and other day to day matters

Analyse existing procedures to identify gaps, inconsistencies or conflicts and take appropriate action to resolve

Research and write internal communications, new manuals and prepare document updates. Revise/ amend outdated information

Participate in external audits and assist the compliance team to prepare information and auditors' requests

Partner with department managers in evaluating, writing and/or editing policies for enhancements or modifications

**What We Want To See In You**:
Ideally have knowledge of FCA rules and supporting FCA documentation, Data Protection legislation and the Financial Ombudsman Service

Experience in a similar position - from 2 years to 3 years ( In the Financial Sector )

Knowledge and practical experience in international law

Experience in drafting contracts/documents in English

Experience in ( EMI, PSP, CRYPTO, FOREX) licenses, post licensing support.

Experience in AML, KYC, TM process and policies writing, organizing and structuring.

Ability to process and systematise a large amount of information

Must be eligible to work in the UK or EU citizen with work permit & any additional European languages or Russian would be a plus

Experience working within the financial services, derivatives, Fintech or Banking

Higher education degree preferably in Legal studies; or above is desirable or English Language

**What We Offer**:

- Salary - According to the results of the interview & Negotiable
- The strongest team of Fintech specialists ready to support and training
**Experience**:Paralegal or Legal: 2 to 3 years (preferred in Banking,PSP or Fintech)

**Work Location**: City Of London

  • Compliance Legal Assistant

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. Writing minutes and circulating them to the Directors and other relevant staff. Ad hoc filings to Companies House (e.g. new director appointments). Preparing and proofreading documents for execution. Issuing letters to...

  • Compliance and Legal Assistant

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. THE RESPONSIBILITIES: Attendance and minute taking at board meetings and various committees, and other meetings as required. Writing minutes and circulating them to the Directors and other relevant staff. ...

  • Legal & Compliance

    4 weeks ago

    London, United Kingdom Kinsella Legal Full time

    HEAD OF COMPETITION COMPLIANCE MEDIA PLC WEST LONDON HYBRID (c.3 DAYS IN OFFICE) We are looking to recruit a competition law specialist to take on the role of Head of Compliance (Competition) at a top broadcasting and digital plc. While focusing specifically on competition compliance you will also support with the continued design, implementation...

  • Legal Compliance Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks and determine...

  • Legal Risk and Compliance Officer

    3 weeks ago

    Old Street, Greater London, United Kingdom AJ Fox Compliance Full time

    Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a Risk and Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations...

  • Legal Regulatory Officer

    2 days ago

    London, United Kingdom Compliance Professionals Full time

    KYC Officer – MUST HAVE COMMODITIES EXPERIENCE (FTC) Our client is an innovative broker/tech firm, operating across global commodity markets. Traders, legal, Finance etc.). Dealing with a fast moving business, with a flexible approach to time management. Analysing complex corporate structures to ensure regulatory requirements and internal processes...

  • Legal & Compliance Counsel (Dutch speaking)

    7 days ago

    London, United Kingdom Jameson Legal Full time

    This is an exciting opportunity in London with an industry leader in the field of employment law with a global reach, dedicated to supporting in-house teams. With lawyers across the globe, they provide comprehensive solutions to the global employer community. This role would be best suited to a proactive, commercially aware individual with a passion for...

  • Ad Regulatory Compliance

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...

  • Deputy Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...

  • Deputy Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...

  • Deputy Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Apply fast, check the full description by scrolling below to find out the full requirements for this role.THE RESPONSIBILITIES:Designated Business...

  • Deputy Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory...

  • Deputy Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory...

  • Deputy Head of Compliance

    17 hours ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry...

  • Deputy Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    Job DescriptionTHE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out...

  • Senior Legal Counsel

    4 weeks ago

    London, United Kingdom Kinsella Legal Full time

    SENIOR LEGAL COUNSEL, COMPETITION MEDIA PLC 4 DAYS OR FULL TIME WEST LONDON & HYBRID (c.3 DAYS IN OFFICE) We are looking for a talented competition lawyer to join this premium media and communications brand. The Competition and regulatory team supports a broad range of fast-moving businesses and you will enjoy a wide variety of high-quality work and...

  • Deputy Head of Compliance

    6 days ago

    Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out regulatory and...

  • Deputy Head of Compliance

    5 days ago

    Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out regulatory and...

  • Deputy Head of Compliance

    6 days ago

    Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out...

  • Deputy Head of Compliance

    6 days ago

    Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out regulatory and...