Wholesale & Investment Banking Conduct Senior

Salary National ranging from £51,200 to £67,500 and London ranging from £56,400 to £75,000 Would you like to work on a range of issues of key importance to financial services? The team/department The Wholesale Banks Department sits within the Supervision, Policy, and Competition Division of the FCA and has responsibility for the conduct of business...

We are recruiting for a Senior Associate to join the supervisory team within the Wholesale Banks Department. Therefore, we are looking for an individual who has a good understanding of wholesale banks or of wholesale conduct risks and a proven ability to learn quickly in role, who can develop strong relationships with senior management at firms and...

We are looking for Lead Associates to join the supervisory teams within the Wholesale Banks Department of the Financial Conduct Authority (FCA). The Wholesale Banks Department sits within the Supervision, Policy and Competition Division of the FCA and has responsibility for the conduct of business supervision of investment banking groups.- Key Roles and...

The Role We are recruiting an associate to join the Wholesale Banks Supervision Team. It is a key point for the team and so we are looking for someone with relevant experience who can quickly contribute to the work of the team. The role will be focused on helping deliver firm supervision for wholesale banks and will include getting involved in cross sector...

Salary: National ranging from £41,800 to £45,000 and London £46,000 to £50,000 depending on skills and experience. - Would you like to work on a range of issues of key importance to financial services?- The team/department- The Wholesale Banks Department sits within the Supervision, Policy and Competition Division of the FCA and has responsibility for...

Salary: National £65,200 to £98,000 and London £67,900 to £108,000 - Are you interested in playing a key role in supervising wholesale banks operating in the UK? If you are, then this could be the role for you.The Team/Department The Wholesale Banks Sector Team is responsible for supporting the supervision of the Wholesale Banks portfolio. We identify...

Senior Wholesale Brokers Supervisor Location London / Leeds / Edinburgh Salary National ranging £51,200 - £68,000 and London £56,400- £75,000 - depending on experience - Are you interested in joining a dynamic team supervising the UK’s wholesale brokers?_ The Team We are recruiting for a Senior Supervisor (Senior Associate) to join the Wholesale...

Senior Wholesale Brokers Supervisor Location London / Leeds / Edinburgh Salary National ranging £51,200 - £68,000 and London £56,400- £75,000 - depending on experience - Are you interested in joining a dynamic team supervising the UK’s wholesale brokers?_ The Team We are recruiting for a Senior Supervisor (Senior Associate) to join the Wholesale...

The Role We are looking for a team Professional Support to join the Wholesale Banking Department. The position offers a variety of activities, including contact with firms regulated by the FCA, developing organisational skills and managing busy calendars. Wholesale Banking is a busy and exciting area within Wholesale Supervision, that supervises a number of...

Salary: National ranging from £57,600 to £68,000 and London from £63,300 to £75,000 Are you interested in joining a dynamic team supervising the UK’s wholesale brokers? The team/department We are recruiting for a Lead Associate to join the Wholesale Brokers Supervision Team at the FCA, in a department that is at the forefront of the FCA’s work to...

The Role We are looking for a Senior Associate to join the Fixed Wholesale Insurer Supervision Team in the Market Interventions Insurance Division. As a Senior Associate, you will play an important role in the development and delivery of the supervisory strategies for Wholesale General Insurance firms. Through your understanding of regulation and firms’...

Fast-growing, independent, employee-owned partnership formed as a FIG-specialist M&A and capital raising investment banking advisory boutique. The founders have extraordinary 35-year plus track records in the industry. The firm continues to build a high-performance team with some of the best talent in the industry and are known for their extensive industry...

The Role We are looking to fill an Associate role in the Capital Markets Policy Department within the Supervision Policy and Competition Division. SPC has a vital role to play in enabling the FCA to act early and decisively when market issues appear on the horizon, in making make smart policy proposals and in delivering the FCA's mandate to promote...

**Salary**: National ranging from £65,200 to £90,000 and London £67,900 to £100,000 - Do you want to play a central role within the Directorates in identifying risks and trends, supporting prioritisation and connecting policy and supervision?_ - The team/department - This role is in the Market Analysis and Policy (MAP) department, a part of the Division...

Salary: National £49,700 - £61,500 and London £53,300 - £68,000 per annum - _Salary offered will be based on skills and experience_ - Are you interested in joining a team that will help shape and deliver the future of Trading Venue supervision at the FCA?_ The Role Are you interested in joining a team supervising the UK’s wholesale markets? We are...

Salary: National ranging from £49,700 to £65,000 and London £53,300 to £72,000 per annum - _Salary offered will be based on skills and experience_ - Are you interested in joining a team that will help shape and deliver the future of wholesale financial markets in the UK?_ The team/department The Market Intervention - Trading Venues department is at the...

Salary: National £51,200 to £64,500 and London £56,400 to £71,000 per annum - _Salary offered will be based on skills and experience_ - Are you interested in joining a team that will help shape and deliver the future of Trading Venue supervision at the FCA?_ The Role Are you interested in joining a team supervising the UK’s wholesale markets? We are...

Regulatory Policy VP - Investment Banking - City of London A leading international Investment Banking group with operations in more than 20 countries. This role will sit in a centralised team within Finance, focused on Regulatory, Liquidity, and Accounting policy. The team is expanding to undertake a significant policy review and documentation exercise...

Regulatory Policy VP - Investment Banking - City of London A leading international Investment Banking group with operations in more than 20 countries. This role will sit in a centralised team within Finance, focused on Regulatory, Liquidity, and Accounting policy. The team is expanding to undertake a significant policy review and documentation exercise...

My client an international bank are looking for a UK Head of Compliance (SMF16). Managing UK Compliance team Building and maintaining relationships with internal and external stakeholders (regulators, senior management) Ensuring a robust conduct and compliance framework meeting the firms regulatory obligations. Manging direct reports alongside annual...