Senior Wholesale Banking Supervisor

3 weeks ago

London, United Kingdom Financial Conduct Authority Full time

Salary National ranging from £51,200 to £67,500 and London ranging from £56,400 to £75,000

Would you like to work on a range of issues of key importance to financial services?

The team/department

The Wholesale Banks Department sits within the Supervision, Policy, and Competition Division of the FCA and has responsibility for the conduct of business supervision of investment banking groups.

What you will be doing
- Understanding firms’ business strategies and activities, how they adapt in response to the external environment and what implications these changes have for wholesale conduct risks
- Working collaboratively within a focussed supervisory team including playing an active role in relevant workstreams
- Contribute to developing and implementing strategies to supervise firms
- Building and developing effective relationships with firms’ senior management, internal stakeholders, and other regulators
- Providing timely briefings to FCA senior management both verbally and in writing
- Collaborating inclusively, contributing to an environment where everyone is listened to and respected and engaging with the FCA Diversity and Inclusion agenda

What you will get from the role
- The role provides exciting opportunities to work on a range of issues of key importance to financial services
- To develop and implement strategies to oversee firms and to help the FCA deliver its goals including market integrity and consumer protection
- You will be given unparalleled opportunities to engage with senior management at wholesale banks, to work with a range of specialists at the FCA and build relationships with other national and international regulators
- This role provides excellent development and learning opportunities to develop a rewarding career at the FCA and to contribute to public service

Our competitive flexible benefits scheme gives you the opportunity to create a personalised benefits package, tailored to suit your lifecycle. You can use this allowance to purchase additional benefits such as dental or cycle to work or you have the option top up your base salary by taking this as cash.

Core benefits that you will receive as standard are:

- 25 days holiday per year plus bank holidays
- Private healthcare with Bupa
- A non-contributory Pension of at least 8% of basic salary each month (there are several contribution levels that increase depending on your age - up to 12% a month once you reach age 35).
- Life assurance of eight times your basic salary
- Income protection

We support hybrid working which means you will be able to work from home up to 60% of the time over a month with the remainder of your time in one of our three office locations.

The skills and experience you will have

Minimum
- Experience working in either a wholesale financial service environment such as firms, legal and consultancy or other regulatory and governmental organisations
- Experience working in an analytical role
- Good written communication skills

Essential
- A curious and inquisitive mindset, ability to see the big picture and to deliver in the public interest
- Evidence of analysing large amounts of complex information, identifying key themes, drawing logical conclusions, and developing and implementing a strategy and plan of action
- Experience of analysing complex business models and products and/or wholesale conduct risks or evidence through another role you could quickly do this
- Able to work effectively as part of a team by working inclusively, contributing to an environment where all opinions are listened to and respected
- Ability to prioritise and adapt to meet changing circumstances and work quickly and effectively on key tasks
- Strong interpersonal and stakeholder management skills: able to build and maintain impactful relationships with senior management at wholesale banks, other regulators, and staff at all levels within the FCA
- Ability to work independently, use sound judgement and escalate issues appropriately
- About the FCA- The FCA regulates the conduct of 50,000 firms in the UK to ensure our financial markets are honest, fair and competitive. We do this to make sure markets work well for individuals, businesses and the economy as a whole. For more information on what we do, our three-year strategy can be found
- here.

The FCA's Values & Diversity
- Our ambition is to cultivate a culture of inclusion for all employees that respects their individual strengths, views, and experiences. We believe that our differences and similarities enable us to be a better organisation - one that makes better decisions, drives innovation, and delivers better regulation.
- Flexible working

Multi-location

Useful information
- Applications for this role close at 23.59 on 28th April 2024
- This role is graded as Senior Associate - Regulatory

Got a question?

If you are interested in learning more about the role please contact:
For internal applicants, please contact Linda Bradley at

For external applicants

  • Senior Wholesale Banking Supervisor

    4 weeks ago

    London, United Kingdom Financial Conduct Authority Full time

    We are recruiting for a Senior Associate to join the supervisory team within the Wholesale Banks Department. Therefore, we are looking for an individual who has a good understanding of wholesale banks or of wholesale conduct risks and a proven ability to learn quickly in role, who can develop strong relationships with senior management at firms and...

  • Senior Wholesale Brokers Supervisor

    3 weeks ago

    London, United Kingdom Financial Conduct Authority Full time

    Senior Wholesale Brokers Supervisor Location London / Leeds / Edinburgh Salary National ranging £51,200 - £68,000 and London £56,400- £75,000 - depending on experience - Are you interested in joining a dynamic team supervising the UK’s wholesale brokers?_ The Team We are recruiting for a Senior Supervisor (Senior Associate) to join the Wholesale...

  • Senior Wholesale Brokers Supervisor

    3 weeks ago

    London, United Kingdom Financial Conduct Authority Full time

    Senior Wholesale Brokers Supervisor Location London / Leeds / Edinburgh Salary National ranging £51,200 - £68,000 and London £56,400- £75,000 - depending on experience - Are you interested in joining a dynamic team supervising the UK’s wholesale brokers?_ The Team We are recruiting for a Senior Supervisor (Senior Associate) to join the Wholesale...

  • Wholesale Banking Supervisor

    3 weeks ago

    London, United Kingdom Financial Conduct Authority Full time

    Salary: National ranging from £41,800 to £45,000 and London £46,000 to £50,000 depending on skills and experience. - Would you like to work on a range of issues of key importance to financial services?- The team/department- The Wholesale Banks Department sits within the Supervision, Policy and Competition Division of the FCA and has responsibility for...

  • Wholesale Banking Supervisor

    4 weeks ago

    London, United Kingdom Financial Conduct Authority Full time

    The Role We are recruiting an associate to join the Wholesale Banks Supervision Team. It is a key point for the team and so we are looking for someone with relevant experience who can quickly contribute to the work of the team. The role will be focused on helping deliver firm supervision for wholesale banks and will include getting involved in cross sector...

  • Wholesale Brokers Lead Supervisor

    2 weeks ago

    London, United Kingdom Financial Conduct Authority Full time

    Salary: National ranging from £57,600 to £68,000 and London from £63,300 to £75,000 Are you interested in joining a dynamic team supervising the UK’s wholesale brokers? The team/department We are recruiting for a Lead Associate to join the Wholesale Brokers Supervision Team at the FCA, in a department that is at the forefront of the FCA’s work to...

  • Wholesale Banks Sector Specialist

    2 weeks ago

    London, United Kingdom Financial Conduct Authority Full time

    Salary: National £65,200 to £98,000 and London £67,900 to £108,000 - Are you interested in playing a key role in supervising wholesale banks operating in the UK? If you are, then this could be the role for you.The Team/Department The Wholesale Banks Sector Team is responsible for supporting the supervision of the Wholesale Banks portfolio. We identify...

  • Lead Associate

    4 weeks ago

    London, United Kingdom Financial Conduct Authority Full time

    We are looking for Lead Associates to join the supervisory teams within the Wholesale Banks Department of the Financial Conduct Authority (FCA). The Wholesale Banks Department sits within the Supervision, Policy and Competition Division of the FCA and has responsibility for the conduct of business supervision of investment banking groups.- Key Roles and...

  • Professional Support

    3 weeks ago

    London, United Kingdom Financial Conduct Authority Full time

    The Role We are looking for a team Professional Support to join the Wholesale Banking Department. The position offers a variety of activities, including contact with firms regulated by the FCA, developing organisational skills and managing busy calendars. Wholesale Banking is a busy and exciting area within Wholesale Supervision, that supervises a number of...

  • Wholesale & Investment Banking Conduct Senior

    1 week ago

    London, United Kingdom Oliver James Full time

    Investment Banking Regulatory Think Tank London Circa £90k plus package I am looking for a regulatory specialist with specific knowledge of investment and wholesale banking conduct risk. The role is with a global regulatory think tank which is highly regarded in the sector. You have a deep understanding of regulatory issues surrounding the investment...

  • Head of UK Compliance

    3 weeks ago

    London, United Kingdom Eames Consulting Full time

    My client an international bank are looking for a UK Head of Compliance (SMF16). Managing UK Compliance team Building and maintaining relationships with internal and external stakeholders (regulators, senior management) Ensuring a robust conduct and compliance framework meeting the firms regulatory obligations. Manging direct reports alongside annual...

  • Head of UK Compliance

    3 weeks ago

    London, United Kingdom Eames Consulting Full time

    My client an international bank are looking for a UK Head of Compliance (SMF16). Managing UK Compliance team Building and maintaining relationships with internal and external stakeholders (regulators, senior management) Ensuring a robust conduct and compliance framework meeting the firms regulatory obligations. Manging direct reports alongside annual...

  • Head of UK Compliance

    3 weeks ago

    London, United Kingdom Eames Consulting Full time

    My client an international bank are looking for a UK Head of Compliance (SMF16). Managing UK Compliance team Building and maintaining relationships with internal and external stakeholders (regulators, senior management) Ensuring a robust conduct and compliance framework meeting the firms regulatory obligations. Manging direct reports alongside annual...

  • Head of UK Compliance

    3 weeks ago

    London, United Kingdom Eames Consulting Full time

    My client an international bank are looking for a UK Head of Compliance (SMF16). Managing UK Compliance team Building and maintaining relationships with internal and external stakeholders (regulators, senior management) Ensuring a robust conduct and compliance framework meeting the firms regulatory obligations. Manging direct reports alongside annual...

  • Chief Compliance Officer

    1 week ago

    London, United Kingdom Eames Consulting Full time

    Job Description My client an international bank are looking for a UK Head of Compliance (SMF16). Managing UK Compliance team Building and maintaining relationships with internal and external stakeholders (regulators, senior management) Ensuring a robust conduct and compliance framework meeting the firms regulatory obligations. Manging direct reports...

  • Team Leader

    2 weeks ago

    London, United Kingdom Abra Wholesale Ltd Full time

    **Job description** JOB**:Team Leader - Telesales** Company: Abra Wholesale Ltd Abra Wholesale, leading wholesaler and exporter based in London. We are looking for an enthusiastic and talented Telesales Supervisor to join the busy telesales team. Role: This is a key role within a small and dedicated team. You will be responsible for setting daily, weekly...

  • Team Leader

    2 weeks ago

    London, United Kingdom Abra Wholesale Ltd Full time

    JOB**:Team Leader - Telesales** Company: Abra Wholesale Ltd Abra Wholesale, leading wholesaler and exporter based in London. We are looking for an enthusiastic and talented Telesales Supervisor to join the busy telesales team. Role: This is a key role within a small and dedicated team. You will be responsible for setting daily, weekly and monthly sales...

  • Director of Wholesale

    4 days ago

    London, Greater London, United Kingdom Barclay Simpson Full time

    Our client is a multi award winning firm with a reputation for outstanding employee engagement and development and an incredible track record of growth and success in new markets. The firm have a new requirement for a Director level credit risk modeller with experience of leading teams and major development projects within the wholesale credit space,...

  • Head of UK Compliance

    3 weeks ago

    London, United Kingdom Eames Consulting Full time

    My client an international bank are looking for a UK Head of Compliance (SMF16). This role will report to the C-Suite and have prior experience engaging with the regulator/FCA. Key Responsibilities: Managing UK Compliance team Building and maintaining relationships with internal and external stakeholders (regulators, senior management) Ensuring a robust...

  • Head of UK Compliance

    3 weeks ago

    London, United Kingdom Eames Consulting Full time

    My client an international bank are looking for a UK Head of Compliance (SMF16).This role will report to the C-Suite and have prior experience engaging with the regulator/FCA.Key Responsibilities:Managing UK Compliance teamBuilding and maintaining relationships with internal and external stakeholders (regulators, senior management)Ensuring a robust conduct...