Senior Compliance Executive

2 months ago

Henley on Thames, United Kingdom Invesco Full time

As one of the world’s leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world.

If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day

**Job Description**:
We have an outstanding benefits package which includes:
- Company-provided healthcare- A competitive annual leave allowance- Flexible working options, including hybrid working arrangements- Generous pension provisions- Income protection- Health and wellness benefits- Volunteering days- Enhanced parental leave- Life insurance

What we are looking for:
We are looking for our next Senior Compliance Executive based in our UK Product Compliance Advisory team in Henley-on-Thames.

You Will Be Responsible For:- Being the compliance relationship manager for Product, Fund Administration, Fund Accounting and Distribution Services- Being the representative for compliance on a number of governance committees, including the UK Dilution Committee- Acting as a contact point for queries from the relevant business areas- Advising on compliance regulations, rules and standards, thereby keeping stakeholder teams advised on regulatory developments- Inputting to written guidance for partners implementing compliance regulations, rules and standards through policies and procedures, and other documents such as compliance manuals-
- Develop mutually supportive and collegiate working relationships with the wider Compliance team, Legal and Risk counterparts- Provide support to the Head of UK Compliance (SMF16) on relevant UK regulatory projects/one-off requests

The Experience You Bring:
- Meaningful experience in Compliance, within asset management or financial services.- Experience of fund governance and distribution in the UK, including distribution channels and products (e.g. UCITS, AIFs, PRIIPS, Investment Trusts)- A good understanding of the rules within COBS/COLL/DISP/ESG/FUND/PRIN/PROD/SYSC- Know-how of the nature of the business and the regulatory landscape- Ability to build positive relationships with excellent communication skills- Strong eye for detail- Good organisational skills with ability to adapt and prioritize

Full Time / Part Time

Full time

Worker Type

Employee

Job Exempt (Yes / No)

Yes

Workplace Model

At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office.

Equal Opportunities:
We are an equal opportunities employer. Our mission is to welcome everyone and create inclusive teams. We celebrate difference and encourage everyone to join us, and be themselves at work.

Our commitment to the community and environmental, social and governance investing:
We partner with charitable organisations globally to make an impact in the communities where we live and work. Our people are encouraged to support the charities they feel most passionate about. We are also committed to environmental, social and governance (ESG) investing. We serve our clients in this space as a trusted partner both on specific responsible investment product strategies as well as part of our commitment to deliver a superior investment experience.

Recruitment Agencies:
Regulatory:
This position may fall in-scope of one or multiple regimes/directives.

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