Senior Compliance Executive

2 months ago


HenleyonThames, United Kingdom OppenheimerFunds Distributor, Inc Full time

Description

We have an outstanding benefits package which includes:

Company-provided healthcare

A competitive annual leave allowance

Flexible working options, including hybrid working arrangements

Generous pension provisions

Income protection

Health and wellness benefits

Volunteering days

Enhanced parental leave

Life insurance

What we are looking for:

We are looking for our next Senior Compliance Executive based in our UK Product Compliance Advisory team in Henley-on-Thames .

You will act as the Compliance Advisory subject matter expert on regulation relating to the UK collective investment scheme products, operations and administration. Assisting with advising the business on new distribution initiatives.
 

You Will Be Responsible For:

Advising on the application of the UK regulatory rules pertaining to Product, Fund Administration, Fund Accounting and Distribution Services.

Being the compliance relationship manager for Product, Fund Administration, Fund Accounting and Distribution Services

Being the representative for compliance on a number of governance committees, including the UK Dilution Committee

Acting as a contact point for queries from the relevant business areas

Advising on compliance regulations, rules and standards, thereby keeping stakeholder teams advised on regulatory developments

Inputting to written guidance for partners implementing compliance regulations, rules and standards through policies and procedures, and other documents such as compliance manuals

Encouraging awareness of a good compliance culture and effective conflicts of interest management and fair treatment of customers and the application of the Consumer Duty

Develop mutually supportive and collegiate working relationships with the wider Compliance team, Legal and Risk counterparts

Provide support to the Head of UK Compliance (SMF16) on relevant UK regulatory projects/one-off requests


The Experience You Bring:

Meaningful experience in Compliance, within asset management or financial services.

Experience of fund governance and distribution in the UK, including distribution channels and products (e.g. UCITS, AIFs, PRIIPS, Investment Trusts)

A good understanding of the rules within COBS/COLL/DISP/ESG/FUND/PRIN/PROD/SYSC

Know-how of the nature of the business and the regulatory landscape

Ability to build positive relationships with excellent communication skills

Strong eye for detail

Good organisational skills with ability to adapt and prioritize

Full Time / Part Time

Full time

Worker Type

Employee

Job Exempt (Yes / No)

Yes

Workplace Model


At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office. 

If this sounds like you, we’d love to hear from you We want all of our candidates to shine during the application and selection process, so if you need any adjustments to be made, please send an e-mail to emea- Please include your name, the job you are interested in, and the type of adjustment you need (for example; breaks during your interview, remote interviews, additional time for assessments or other required adjustments)

Equal Opportunities:
We are an equal opportunities employer. Our mission is to welcome everyone and create inclusive teams. We celebrate difference and encourage everyone to join us, and be themselves at work.

Our commitment to the community and environmental, social and governance investing:
We partner with charitable organisations globally to make an impact in the communities where we live and work. Our people are encouraged to support the charities they feel most passionate about. We are also committed to environmental, social and governance (ESG) investing. We serve our clients in this space as a trusted partner both on specific responsible investment product strategies as well as part of our commitment to deliver a superior investment experience. 

Recruitment Agencies: 
Invesco has an in-house recruitment team, which focuses on sourcing great candidates directly. Invesco will not accept unsolicited resumes from agency or search firm recruiters. Fees will not be paid in the event a candidate submitted by a recruiter without an agreement in place is hired. When we do use agencies, we have a PSL in place, so please do not contact hiring managers directly.

Regulatory:
This position may fall in-scope of one or multiple regimes/directives.



  • Henley on Thames, United Kingdom Invesco Full time

    As one of the world’s leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work,...

  • Tax Accountant

    1 month ago


    Henley-on-Thames, Oxfordshire, United Kingdom Hays Senior Finance Full time

    Position: Tax Senior/Tax Manager Location: Henley on Thames We are a leading independent accountancy practice in Henley on Thames seeking a dynamic professional to join our team as a Tax Senior or Tax Manager. This role primarily involves advisory responsibilities with a mix of compliance duties. Responsibilities: - Provide expert tax advisory services...


  • Henley-on-Thames, Oxfordshire, United Kingdom Hays Senior Finance Full time

    Position: Tax Senior/Tax Manager We are a leading independent accountancy practice in Henley on Thames seeking a dynamic professional to join our team as a Tax Senior or Tax Manager. Provide expert tax advisory services to a diverse client portfolio, including high-net-worth individuals (HNWI), business owners, and corporate clients. - Handle both mixed...


  • Henley on Thames, United Kingdom HM Prison & Probation Service Full time

    **Details**: **Reference number**: - 274492**Salary**: - £28,477**Job grade**: - Executive Officer- Band 4**Contract type**: - Permanent**Type of role**: - Operational Delivery**Working pattern**: - Flexible working, Full-time, Job share, Part-time**Number of jobs available**: - 1Contents Location About the job **Benefits**: Things you need to...


  • Henley on Thames, United Kingdom The Forces Group (FM) Ltd Full time

    This is a key role in the business that will focus on the smooth running of service operations across all brands in the Group. Our goal is to provide high-quality services to both our commercial and residential clients, ensuring their safety and a pest-free environment. Combining administrative and financial responsibilities, you will support strategic...


  • Henley-on-Thames, United Kingdom Michael Page Full time

    We are seeking a highly motivated and detail-oriented Corporate Tax Senior to supervise the Corporate tax team at this Accountancy Practice. The ideal candidate will have a solid understanding of corporate tax regulations and an ability to work well in a team-oriented environment.Client DetailsOur client is a leading company in the professional services...


  • Henley-on-Thames, United Kingdom RD Financial Recruitment Full time

    **The Henley Festival, The Henley Regatta, the events you can look forward to when you join this Henley on Thames based **firm of Chartered Accountants as their Mixed Tax Senior ** An expanding **forward thinking** company of Chartered Accountants based Henley on Thames are currently seeking to recruit a Mixed Tax Senior to join their friendly team....


  • Walton-on-Thames, United Kingdom Aspire Full time

    **Join this market research consultancy on their clients journey to Net Zero and develop your expertise in sustainability and utilities.** **Senior Research Executive** **£29,000 - £39,000** **Surrey** **The company** This client is a well-established market research consultancy, specialising in sustainability and utilities. Using their deep sector...


  • Henley-on-Thames, United Kingdom Blakemore Recruitment Full time

    We are currently recruiting for a National Financial Planning practice who are looking for a Senior IFA Administrator in their Henley-on-Thames office. Job Purpose The Senior Administrator will provide high quality administrative support to our Financial Planners to enable them to provide an outstanding service to their clients. Principal...


  • Henley on Thames, United Kingdom Ministry of Justice Full time

    **Senior Case Administrator - 72082** **£28,477** **Henley-on-Thames**: **Overview of the job** This is an Administrative job in an establishment. This role is particularly designed for Local Establishments with a high churn. **Summary** This role acts as a Senior Case Administrator reporting direct to the Band 5 Hub Manager. The role involves the...


  • Henley-on-Thames, United Kingdom Bennett and Game Recruitment LTD Full time

    Senior Flood Risk Consultant - position available for our client out of their Henley-on-Thames office. Due to increased workload in this medium sized multi site consultancy they are looking for a Senior / Principal Flood Risk Consultant to play a key role in leading and managing flood risk assessment projects, providing technical expertise, and contributing...


  • Henley-on-Thames, United Kingdom Bennett and Game Recruitment LTD Full time

    Senior Flood Risk Consultant - position available for our client out of their Henley-on-Thames office. Due to increased workload in this medium sized multi site consultancy they are looking for a Senior / Principal Flood Risk Consultant to play a key role in leading and managing flood risk assessment projects, providing technical expertise, and contributing...

  • Personal Tax Senior

    2 weeks ago


    Henley-on-Thames, United Kingdom Pro Talent Full time

    Are you an experienced Personal Tax Senior looking for a new challenge? ProTalent is seeking a talented individual to join an established accountancy firm in Henley, where you'll have the opportunity to build on and share your existing personal tax knowledge and experience. In this role, you'll be responsible for managing a diverse portfolio of personal...

  • Chef

    2 weeks ago


    Henley-on-Thames, United Kingdom Retirement Villages Group Full time

    Thamesfield Retirement Village based in Henley on Thames is on the lookout for a Chef. Working hours Friday, Sat and Sunday. We are currently seeking a talented and passionate Chef to join our team and contribute to the exceptional dining experience we offer to our residents.Responsibilities:As a Chef at Thamesfield Retirement Village you will be responsible...

  • Store Manager

    1 month ago


    Henley-on-Thames, United Kingdom C2 Recruitment - Retail, Hospitality & Leisure Specialists Full time

    **Retail Store Manager - Ladieswear Henley-on-Thames, Oxfordshire Salary £30,000 - £34,000 per annum + bonus + great benefits** **Full time** This is a fantastic opportunity for a Store Manager to join a leading, customer service focused ladieswear retailer in Henley-on-Thames, Oxfordshire. This brand is well known for providing customers with a...

  • Senior Analyst, SEO

    5 days ago


    Henley-on-Thames, United Kingdom OppenheimerFunds Distributor, Inc Full time

    Description We have an outstanding benefits package which includes: Company-provided healthcare A competitive annual leave allowance Flexible working options, including hybrid working arrangements Generous pension provisions Income protection Health and wellness benefits Volunteering days Enhanced parental leave Life...

  • Tax Accountant

    2 weeks ago


    Henley-on-Thames, United Kingdom Hays Specialist Recruitment Limited Full time

    Position: Tax Senior/Tax Manager Location: Henley on Thames We are a leading independent accountancy practice in Henley on Thames seeking a dynamic professional to join our team as a Tax Senior or Tax Manager. This role primarily involves advisory responsibilities with a mix of compliance duties. Responsibilities: - Provide expert tax advisory services to a...


  • Henley-on-Thames, Oxfordshire, United Kingdom Bremont Watch Company Full time

    Bremont, Britain’s leading fine watch making brand, is recognised for its iconic approach to designing and manufacturing ultimate tool watches, timepieces that are highly durable, reliable, and fit for purpose, whatever the environment. Over the past 22 years Bremont has developed a reputation as one of the UK’s leading luxury brands, defining a strong...


  • Henley-on-Thames, Oxfordshire, United Kingdom Reed Full time

    REED Practice are working with an Accountancy Practice based inHenley-on-Thames who are looking fora Senior Audit Manager to jointheir team.Lead and oversee all aspects of audit fieldwork and completion. Manage on-site audit teams. Deliver audit reviews, ensuring compliance with regulatory requirements. Set budgets and act as an audit lead for listed...


  • Henley-on-Thames, Oxfordshire, United Kingdom Reed Full time

    REED Practice are working with an Accountancy Practice based inHenley-on-Thames who are looking fora Senior Audit Manager to jointheir team.Although, they are a newly established firm, they have experienced rapid growth, which means there area lot ofopportunities for progression within the firm. Duties of the role include, but are not limited to; ...