Compliance Consultant

Job description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...

THE COMPANY: Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. THE RESPONSIBILITIES: Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance...

**Company Description** IQ EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. The Compliance Consultant will successfully manage and develop client relationships, deliver client...

Job Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around prudential regulatory matters including MiFIDPRU reporting and preparation of ICARAs. Our client base of c300 clients is broad including sell-side and buy-side so familiarity with the broad range of business models...

Job Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around prudential regulatory matters including MiFIDPRU reporting and preparation of ICARAs. Our client base of c300 clients is broad including sell-side and buy-side so familiarity with the broad range of business models...

Do you have financial services consultancy experience, and are you seeking a new job in London? A well-funded and established compliance consultancy is looking for full-time Compliance and Financial Crime Consultants across their range of specialisms including FinTech, Payments, Investments, Credit and Mortgages. You will have prior or current experience...

Do you have financial services consultancy experience, and are you seeking a new job in London? A well-funded and established compliance consultancy is looking for full-time Compliance and Financial Crime Consultants across their range of specialisms including FinTech, Payments, Investments, Credit and Mortgages. You will have prior or current experience...

Do you have financial services consultancy experience, and are you seeking a new job in London? A well-funded and established compliance consultancy is looking for full-time Compliance and Financial Crime Consultants across their range of specialisms including FinTech, Payments, Investments, Credit and Mortgages. You will have prior or current experience...

Do you have financial services consultancy experience, and are you seeking a new job in London? A well-funded and established compliance consultancy is looking for full-time Compliance and Financial Crime Consultants across their range of specialisms including FinTech, Payments, Investments, Credit and Mortgages. You will have prior or current experience...

Do you have financial services consultancy experience, and are you seeking a new job in London? A well-funded and established compliance consultancy is looking for full-time Compliance and Financial Crime Consultants across their range of specialisms including FinTech, Payments, Investments, Credit and Mortgages. You will have prior or current experience...

Job DescriptionDo you have financial services consultancy experience, and are you seeking a new job in London? A well-funded and established compliance consultancy is looking for full-time Compliance and Financial Crime Consultants across their range of specialisms including FinTech, Payments, Investments, Credit and Mortgages. You will have prior or current...

Job Title: Business Development Sales-Compliance Consultant - AML Solutions (Contract basis/UK)Any additional information you require for this job can be found in the below text Make sure to read thoroughly, then apply.Company: Infocredit Group, Strategic Partner of LexisNexis Risk SolutionsAbout Us:InfoCredit Group, strategic partner with LexisNexis Risk...

Job Title: Business Development Sales-Compliance Consultant - AML Solutions (Contract basis/UK)Any additional information you require for this job can be found in the below text Make sure to read thoroughly, then apply.Company: Infocredit Group, Strategic Partner of LexisNexis Risk SolutionsAbout Us:InfoCredit Group, strategic partner with LexisNexis Risk...

**Responsibilities** (how we will measure success) The Senior Compliance Consultant will successfully support consultants on a portfolio of Firms by providing compliance advice, including a variety of core compliance areas and technical assistance, aiming to ensure positive client feedback. Part of a growing team and business, this is a multi-faceted role,...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: **Responsibilities** (how we will measure success) The Senior Compliance Consultant will...

Job DescriptionInterQuest are looking for an experienced Compliance professional with a background of Insurance or Consumer Credit ideally within a Consultancy to join a Fintech consultancy in London.This is your chance to join a business whilst they are going through an accelerated growth plan and continue to progress your career and grow within the...

Job Description InterQuest are looking for an experienced Compliance professional with a background of Insurance or Consumer Credit ideally within a Consultancy to join a Fintech consultancy in London. This is your chance to join a business whilst they are going through an accelerated growth plan and continue to progress your career and grow within the...

InterQuest are looking for an experienced Compliance professional with a background of Insurance or Consumer Credit ideally within a Consultancy to join a Fintech consultancy in London. This is your chance to join a business whilst they are going through an accelerated growth plan and continue to progress your career and grow within the firm. Key...