Trainee Compliance Associate

2 weeks ago

London, United Kingdom FinTech Compliance Full time

Job description

FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance reviews and audits, and other related project work on an ad-hoc basis. Our client base includes payment services and e-money, consumer credit including peer-to-peer lending, insurance, and investment firms.

We help our clients solve difficult and interesting regulatory related problems, so we look for people who relish an intellectual challenge with a high attention to detail, while also having the ability to conduct a thorough analysis of a problem and translate that into practical advice.

The role
- The role would involve playing an active part in our consulting team, liaising directly with clients for a variety of compliance related services, including:

- conducting regulatory reviews/audits
- delivering training sessions and workshops for compliance staff and senior management
- assisting with authorisations to the FCA
- drafting policies and procedures
- responding to ad-hoc and routine regulatory queries
- keeping up with developments in laws and regulation and informing clients of these changes
- Conducting research, writing articles, and making internal or client presentations on compliance specific issues
- Have the ability to work on several projects at once, and deal with a changing workload
- Have good inter-personal skills, and be comfortable meeting with, and talking to senior level management
- Have exceptional communication skills and a high attention-to-detail
- Have excellent problem-solving abilities and a willingness to study and develop
- Be able to present and explain complex issues with confidence and enthusiasm, both in formal presentations and when de-briefing compliance reviews
- Be self-motivated and able to work independently

What we offer you
- The chance to work in a dynamic environment with experienced industry leaders
- Support with gaining industry related qualifications, including a Level 6 Diploma in Investment Compliance from The Chartered Institute for Securities and Investment (CISI)
- A salary of £20,000 per annum, which would increase to £27,500 following completion of the CISI diploma
- Performance-related bonus’
- Company funded income protection insurance, life insurance, and private health insurance, and group pension.

This is an exciting opportunity to work in a small team, with internal training and support provided to develop your skill set.

**Job Types**: Full-time, Permanent

**Salary**: £20,000.00-£27,000.00 per year

Interviews will commence the week of the 27th Feb 2023

All interviews will be carried out via google meets.

**Job Types**: Full-time, Permanent

**Salary**: £20,000.00-£27,000.00 per year

**Benefits**:

- Casual dress
- Life insurance
- Private medical insurance
- Sick pay
- Wellness programme

Schedule:

- Monday to Friday

Supplemental pay types:

- Performance bonus

**Education**:

- Bachelor's (required)

**Language**:

- English (required)

Work Location: In person

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